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Published by the International Institute for Sustainable Development (IISD) 
<http://iisd.ca> 

 

Vol. 12 No. 335
Tuesday, 28 August 2007

AWG 4 AND DIALOGUE 4 <http://www.iisd.ca/climate/awg4/>  HIGHLIGHTS: 

MONDAY, 27 AUGUST 2007

The fourth session of the Ad Hoc Working Group on Further Commitments for Annex 
I Parties under the Kyoto Protocol to the United Nations Framework Convention 
on Climate Change (AWG 4) and the fourth workshop under the “Dialogue on 
long-term cooperative action to address climate change by enhancing 
implementation of the Convention” (Convention Dialogue) 
<http://www.iisd.ca/climate/awg4/>  opened in Vienna, Austria, on Monday 
morning with a welcoming ceremony and speeches. These were followed by the 
opening session of the AWG. In the afternoon, the Convention Dialogue convened 
to consider building blocks for long-term cooperative action on climate change.

WELCOMING CEREMONY

Josef Pröll, Minister for Agriculture, Forestry, Environment and Water 
Management, Austria, emphasized that climate change is already a “harsh 
reality” and indicated that the EU is prepared to reduce emissions by 30% by 
2020 provided that other industrialized countries take commitments and that 
economically advanced developing countries contribute adequately. 

Maria Madalena Brito Neves, Minister of Agriculture and Environment, Cape 
Verde, emphasized small island developing states’ vulnerability to climate 
change, outlined adaptation and mitigation activities in Cape Verde and 
underscored the need for international cooperation. 

Monyane Moleleki, Minister of Natural Resources, Lesotho, emphasized the need 
to begin post-2012 negotiations in Bali and indicated that while African 
countries need support, they also have responsibilities concerning climate 
change. 

Yvo de Boer, UNFCCC Executive Secretary, highlighted recent and upcoming 
meetings within and outside the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php> , showing 
that momentum is building for COP 13 in December. He urged delegates to “seize 
this opportunity” to have focused discussions on a post-2012 regime in Vienna. 

AWG

AWG <http://unfccc.int/kyoto_protocol/items/3878.php>  Chair Leon Charles 
(Grenada) opened AWG 4 <http://www.iisd.ca/climate/awg4/>  and stressed the 
need for a “strong robust outcome.” He explained that AWG 4 
<http://www.iisd.ca/climate/awg4/>  will resume its work in Bali and proposed 
that the Vienna meeting focus on mitigation potentials and ranges of emission 
reduction objectives. Parties then adopted the agenda (FCCC/KP/AWG/2007/3 
<http://unfccc.int/resource/docs/2007/awg4/eng/03.pdf> ).

Australia, for the UMBRELLA GROUP, called for in-depth consideration of 
indicative ranges of emissions reductions, including the contribution of Annex 
I parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> . He 
added that the iterative nature of the work plan would allow parties to revisit 
issues and indicated that the work of the AWG 
<http://unfccc.int/kyoto_protocol/items/3878.php>  is one of several inputs. 
Pakistan, for the G-77/CHINA, stressed the unique vulnerability of least 
developed countries (LDCs), the African region, and small island developing 
states (SIDS). The EU restated that global greenhouse gas (GHG) emissions 
should be reduced by 50% by 2050 to ensure that the average temperature 
increase is no more than 2°C. Switzerland, for the ENVIRONMENTAL INTEGRITY 
GROUP, recalled recent findings by the IPCC and called for strengthened 
mitigation and adaptation efforts, taking account of the circumstances of small 
states.

Maldives, for the LDCs, and Grenada, for the ALLIANCE OF SMALL ISLAND STATES 
(AOSIS), challenged a scenario projecting GHG concentrations of between 445-490 
parts per million (ppm) and a change in global mean temperature above 
pre-industrial levels of between 2-2.4°C. AOSIS said the avoidance of climate 
change impacts in small island states should be a benchmark for the post-2012 
agreement. 

INDONESIA called for real progress on analysis on mitigation potential and 
ranges of emissions reductions. She also outlined plans for COP 13, including 
parallel meetings by finance and trade ministers.

ANALYSIS OF MITIGATION POTENTIALS AND IDENTIFICATION OF RANGES OF EMISSION 
REDUCTION OBJECTIVES OF ANNEX I PARTIES 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> : The 
Secretariat introduced a technical paper (FCCC/TP/2007/1) synthesizing 
information relevant to the determination of mitigation potential and 
identification of possible ranges of emission reduction objectives for Annex I 
parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> . 

The EU emphasized that the paper confirms the urgency and scale of the 
necessary mitigation efforts, also showing that mitigation is technically and 
economically feasible. NORWAY outlined a recent analysis on ways of achieving 
Norway’s national emission targets, which include becoming carbon neutral by 
2050.

SOUTH AFRICA, CHINA and ALGERIA highlighted inconsistencies in the technical 
paper, including the use of a number of different base years. SAUDI ARABIA 
stressed the need to consider the impact of Annex I mitigation activities on 
developing countries and PAKISTAN called for further work on the impact of 
response measures. INDIA said the AWG 
<http://unfccc.int/kyoto_protocol/items/3878.php> ’s real work is to develop 
quantified emission limitation and reduction objectives for Annex I parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  for 
the period beyond 2012.

CLIMATE ACTION NETWORK (CAN) INTERNATIONAL called for a halt in the rise in 
emissions by 2015. NEW ZEALAND expressed a readiness to take on new 
quantitative emissions reductions and also identified the need to consider new 
types of commitments. CANADA noted the importance of understanding commitments 
that can be made in the near future, as milestones on the way to global 
emission reductions goals. SWITZERLAND said the work of the AWG 
<http://unfccc.int/kyoto_protocol/items/3878.php>  is related to ongoing 
processes under the Convention and the Protocol, and called for a comprehensive 
climate regime.

The REPUBLIC OF KOREA identified reduction potential and costs as the deciding 
factors in determining targets and suggested presentations from relevant 
international institutions such as Asia Pacific Economic Cooperation (APEC). 
The RUSSIAN FEDERATION and BELARUS emphasized that different economic 
circumstances must be taken into account when deciding on targets. ICELAND 
stressed sectoral mitigation potential and different national circumstances.

MOROCCO underlined the potential for partnership between developed and 
developing countries. EGYPT and INDIA called for a Clean Development Mechanism 
(CDM) <http://cdm.unfccc.int/>  that will significantly impact on sustainable 
development in developing countries. 

Parties then agreed to establish a contact group chaired by AWG 
<http://unfccc.int/kyoto_protocol/items/3878.php>  Chair Charles, to convene on 
Wednesday. 

CONVENTION DIALOGUE

On Monday afternoon, co-facilitators Sandea de Wet (South Africa) and Howard 
Bamsey (Australia) opened the fourth Convention Dialogue workshop 
<http://www.iisd.ca/climate/awg4/> , identifying it as an opportunity to 
consider how ideas from the previous workshops might fit together in a coherent 
way. 

Delegates then elaborated on building blocks for long-term cooperative action. 
The EU and NORWAY called for a “shared vision” to reach the UNFCCC’ 
<http://unfccc.int/essential_background/convention/items/2627.php> s ultimate 
objective. The EU called for deeper emission reduction commitments for all 
developed countries and “further fair and effective” contributions by 
developing countries. He identified carbon markets, technology, investment, 
adaptation and deforestation as other building blocks to be addressed. NORWAY 
indicated that shared vision, mitigation and adaptation should be the main 
building blocks, with financing, technology, carbon markets, deforestation and 
aviation emissions as additional elements. CANADA, AUSTRALIA and JAPAN 
emphasized participation by all major emitters and, with ARGENTINA, emphasized 
the need to consider national circumstances.

SOUTH AFRICA stressed five building blocks. He said the first would address 
adaptation for all but particularly LDCs, SIDS and Africa. He called for 
mitigation through legally binding reductions by Annex I countries 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  and 
voluntary action for developing countries with technological and financial 
support. He also identified the need to address the unintended consequences of 
adaptation and mitigation policies and response measures on oil exporting 
countries and others; technology research, development and diffusion; and means 
of implementation. SAUDI ARABIA supported South Africa’s building blocks 
approach and highlighted the importance of financing and the need for 
technology transfer.

Belize, for AOSIS, called for urgent, practical and ambitious actions, 
including large reductions within the next 10-15 years by the largest 
historical emitters and by major emitting developing countries with assistance 
from developed countries. He urged stabilizing greenhouse gas concentrations at 
a level below 450 ppm, limiting temperature rise to less than 2°C. He 
highlighted the role of renewable energy, energy efficiency and sustainable and 
environmentally friendly technologies; action and financing for adaptation; and 
that any new framework must build on the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  and the 
Kyoto Protocol.

NEW ZEALAND identified deforestation and technology as possible elements. 
UGANDA called for a formal and binding instrument on technology, ICELAND 
emphasized climate friendly technologies as a way to meet emission reductions 
without halting economic growth, and MALDIVES called for modern cleaner 
technologies. The REPUBLIC OF KOREA stressed the importance of private sector 
participation, financing, technology transfer and capacity building.

BOLIVIA called for real domestic emission reductions by developed countries and 
cited adaptation and flexible mechanisms as other building blocks. EGYPT called 
for more incentives under the CDM <http://cdm.unfccc.int/> , and removal of 
barriers that have hindered participation and for non-commercial technology 
transfer. PAPUA NEW GUINEA said the focus should be on mobilizing resources, 
identified market instruments as the most viable tool and said new ones should 
be created. 

ARGENTINA mentioned the expense of mitigation measures, specifically for 
agriculture. INDIA highlighted developing countries’ need to increase their 
energy use and stressed economic development as the best form of adaptation. 
CHINA underscored the need to enhance the implementation of the Convention.

On the process, INDIA said the co-facilitators’ report should be a compilation 
of views rather than a reflection of their sense of the discussions. BRAZIL 
identified a two-track process explaining that the AWG 
<http://unfccc.int/kyoto_protocol/items/3878.php>  will lead to legally binding 
mitigation by Annex I countries 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> . He 
proposed a formal process to succeed the Dialogue, focusing on voluntary and 
incentivised action by non-Annex I countries 
<http://unfccc.int/parties_and_observers/parties/non_annex_i/items/2833.php> . 

JAPAN said one negotiation track would be ideal for ensuring effectiveness. 
CANADA stressed the need to build on the momentum created by the Dialogue and 
launch a process in Bali to establish a broad and comprehensive framework 
involving all Convention parties. SWITZERLAND, NEW ZEALAND, AUSTRALIA and 
others called for the Dialogue <http://www.iisd.ca/climate/awg4/>  to continue 
in negotiations. UKRAINE and NORWAY proposed that COP 13 should create a 
negotiation process to be finalized at COP 15. The RUSSIAN FEDERATION called 
for formal negotiations within the COP, the subsidiary bodies or within a new 
expert group. UGANDA supported formal negotiations to enhance the 
implementation of the Convention.

MEXICO said the Dialogue <http://www.iisd.ca/climate/awg4/>  should move into 
decision-making, ensuring equity and common but differentiated responsibilities 
with the possibility of voluntary commitments. The UNITED STATES outlined 
President Bush’s major economies initiative that would lead to an agreement by 
major economies on a new framework by 2008 and contribute to global agreement 
under the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  in 2009. 

The REPUBLIC OF KOREA, with CHINA, proposed extending the Dialogue 
<http://www.iisd.ca/climate/awg4/>  for two more years. 

CAN INTERNATIONAL reminded delegates of the high expectations for Bali from 
general public and business.

IN THE CORRIDORS

On the first day, the mood in the corridors was positive and cautiously 
optimistic with many delegates feeling energetic after the summer break and 
pleased with the largely positive spirit shown at the AWG 
<http://unfccc.int/kyoto_protocol/items/3878.php> ’s opening session. Also the 
Dialogue <http://www.iisd.ca/climate/awg4/>  discussion on building blocks was 
seen as continuing the constructive spirit shown in Bonn. 

In the corridors, some delegates were discussing a US intervention, which 
reiterated plans for a Washington-sponsored process involving major emitters. 
The alternative visions that some see emerging from the UN sponsored process 
and the US are: an enhanced carbon market, with a flourishing CDM 
<http://cdm.unfccc.int/> , with hard targets versus the alternative vision of a 
soft regime of “pledge and review”. Some questioned the extent to which the US 
gambit can influence the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  process, 
now that the prospect of a maturing carbon market and an enhanced CDM 
<http://cdm.unfccc.int/>  possibly delivering billions of dollars of investment 
to developing countries triggered by deep cuts in emissions.

Some delegates were also discussing what they called a “surprise” submission by 
AOSIS, which proposes differentiation for non-Annex I parties 
<http://unfccc.int/parties_and_observers/parties/non_annex_i/items/2833.php>  
in the second commitment period. Some praised the group for their “courageous” 
intervention. 

This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED] 
<mailto:[EMAIL PROTECTED]> > is written and edited by Suzanne Carter, Peter 
Doran, Ph.D. and Kati Kulovesi. The Digital Editor is Leila Mead. The Editor is 
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED] <mailto:[EMAIL PROTECTED]> >. The 
Director of IISD Reporting Services is Langston James “Kimo” Goree VI <[EMAIL 
PROTECTED] <mailto:[EMAIL PROTECTED]> >. The Sustaining Donors of the Bulletin 
are the United Kingdom (through the Department for International Development – 
DFID), the Government of the United States of America (through the Department 
of State Bureau of Oceans and International Environmental and Scientific 
Affairs), the Government of Canada (through CIDA), the Danish Ministry of 
Foreign Affairs, the Government of Germany (through the German Federal Ministry 
of Environment - BMU, and the German Federal Ministry of Development 
Cooperation - BMZ), the Netherlands Ministry of Foreign Affairs, the European 
Commission (DG-ENV) and the Italian Ministry for the Environment, Land and Sea. 
General Support for the Bulletin during 2007 is provided by the Swiss Federal 
Office for the Environment (FOEN), the Norwegian Ministry of Foreign Affairs 
and the Ministry of Environment, the Government of Australia, the Austrian 
Federal Ministry for the Environment, the Ministry of Environment of Sweden, 
the New Zealand Ministry of Foreign Affairs and Trade, SWAN International, the 
Japanese Ministry of Environment (through the Institute for Global 
Environmental Strategies - IGES) and the Japanese Ministry of Economy, Trade 
and Industry (through the Global Industrial and Social Progress Research 
Institute - GISPRI). Specific funding for coverage of this meeting has been 
provided by the Austrian Ministry of Agriculture, Forestry, Environment and 
Water Management. The opinions expressed in the Earth Negotiations Bulletin are 
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USA. The ENB Team at the Vienna Climate Change Talks 2007 can be contacted by 
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