Caste in Itself, Caste and Class, or Caste in Class 
Ramkrishna Mukherjee 

17/3 Moore Avenue 
Calcutta 700040 
INDIA 

Journal of world-systems research, VI, 2, Summer/Fall 2000, 332-339 
Special Issue: Festchrift for Immanuel Wallerstein - Part I 
http://jwsr.ucr.edu 
issn 1076-156x 
(c) 2000 Ramkrishna Mukherjee 

After the British conquered Bengal and eventually the whole of India,
they set out to administer the colony. In this context they encountered
two phenomena with which they were not familiar: (1) the relation of
people to land for production (and not for revenue receiving, household
living, etc.), and (2) the caste system of India, viz. the jati
stratification of society. 

Soon they realized that the varna stratification of society (which
denotes the varnas of Brahmans-mainly the priests, Kshatriya-the
warriors, Vaisya-the husbandmen, and Sudra-the lowly people) is not
unique to Indian society. In the late 19th and early 20th century, J.
Jolly (1896), H. Oldenberg (1897), E. Senart (1927), and others
clarified that the varnas denote the status system in Hindu society,
which (e.g. varnas) are found with different nomenclatures in other
societies of the world. I had discussed this point in my book entitled
The Dynamics of Rural Society (1957a). 

Yet, in 1962, M. N. Srinivas (1962: 63-69) rediscovered the distinction
between varna and jati, and , in 1995, A. Beteille (1996:16) eulogised
this 
"pathbreaking essay" of Srinivas at the All-India Sociological
conference in Bhopal. But that jatis denoted the caste system of India
was universally acclaimed; namely, the smallest endogamous groups of
people within each 
varna. 

The relation of Indian people to land for production (and the ancillary
activities of trade and petty craft production) did not, at first,
undergo this kind of confusion. It was found by the British researchers
in the 18th-19th centuries that the instruments for production
(viz.plough, cattle, seed, manure, etc.) were held by the Indians
familywise, but the land for production was held by the villagers in
common under the village community system.  As later admitted by Lord
Bentinck (1829), this unified strength of the Indian peasants, artisans,
and traders under the village community system was shattered by
introducing the zemindary system.  This system was first introduced in
1793 in Bengal, Bihar, and Orissa(the Suhab of Bengal)as the Permanent
Settlement of Land, and in due course spread all over India.

Some European scholars in the late 20th century argued that the manorial
system was present in India from early times in pre-British India,
andthat the village community system was a myth.  However, the
falsification of history in this manner has not been accepted by the
bulk of scholars.

They have documented that the village community system had originated at
the threshold of the present millennium or some centuries earlier, and
flourished up to the 11th century A.D.  The steady but slow growth of
indigenious capitalism in India tried to undermine the village community
system, especially during the Moghul period, and ventured upon
establishing the manorial system.  This point was first mentioned by
D.D. Kosambi(1955)and, later, elaborated by I.Habib and others.
However, such was the gravity of the village community system that it
could not be uprooted by indigenious capitalism: indeed, it made the
capitalist development of India slow because the latter could not
penetrate village India and create a home market.  The point was
underscored as late as the middle of the present century by the Congress
Agrarian Reforms Committee (1951).

However, the falsification of the role of cast (jati) system in India
took a distinctive turn from the beginning of researches into the caste
system by the British scholars in the 18th-19th centuries and most of
the Indian scholars swallowed the myth hook, line, and stinker.

In my aforementioned book and in The Rise and Fall of the East Indian
Company (1957) I had shown that the jati division of society denoted the
relation of people to land for production and the ancillary artisanal
and trading activities.  The jatis proliferated along with
specialization and division of labour in society; but movements against
the jati system gathered momentum along with the advent of capitalism in
Indian society on its own merit.  The point has been elaborated by later
scholars.

I had also shown, especially in The Dynamics of Rural Society, that the
caste system received a new lease on life by invaginating itself into
the colonial class system ushered in by the colonialists. Moreover I
discussed in The Rise and Fall of the East India Company (1957) that the
anti-caste movements of 14th-17th centuries were suppressed by the
British by enacting laws supporting the Hindu and the Muslim orthodoxies
from the time of Warren Hastings in India (1772-1786). But this real
history of India was distorted by the British scholars, and the bulk of
the Indian scholars followed suit. 

The jati division of society was viewed in the realm of "Cultural"
relations, viz. interdining, intermarriage, purity-pollution, and such
other customary behaviour and perception. The fact that in British India
the landlords, big landowners, wholesale traders, moneylenders, etc.,
belonged essentially to the high castes was overlooked, as was the fact
that the bulk of self-sufficient peasants, small-scale artisans, petty
traders, etc, belonged to the middle castes in general. And, those at
the lowest echelon of the growing colonial-capitalist class structure
(such as, the marginal peasants, landless workers, etc.) belonged
overwhelmingly to the lowest castes and the "Tribes." This is how the
caste structure had invaginated itself into the class structure that
evolved in colonial India. 

Undoubtedly, all high caste people did not belong to the highest echelon

of the growing class structure, just as all those belonging to the
middle castes did not belong to the middle echelon of the class
structure, and all those belonging to the correct castes did not belong
to the lowest echelon of the class structure. But an overview of Hindu
society substantiated this correlation between the caste and the
capitalist class structures (Mukherjee 1957). Contrariwise, the view
that was ideologically imposed by those who hailed the British rule in
India is that the caste structure ruled the society. 

Max Weber denounced the fact that the caste system denoted the relations
of production and property in ancient and medieval India by proclaiming
that it was the product of "Brahamanical theodicy." In his own words
(Weber 1958: 131): 

All factors important for the development of the caste system operated
singly elsewhere in the world. Only in India, however, did they operate
conjointly under specifi c Indian conditions: the conditions of a
conquered territory within ineffable, sharp, 'racial' antagonisms made
socially visible by skin colour. ... [This] well-integrated, unique
social system could not have originated or at least could not have
conquered and lasted without the pervasive and all-powerful influence of
the Brahmins. It must have existed as a finished idea long before it
conquered even the greater part of North India. The combination of caste
legitimacy with karma doctrine, thus with the specific Brahmanical
theodicy-in its way a stroke of genius-plainly is the construction of
rational ethical thought and not the production of any economic
'condition'. 

As opposed to this "cultural" interpretation of caste in itself, Karl
Marx had written earlier (1964: 101-102): 

The primitive forms of property dissolve into the relations of property
to the different objective elements conditioning production; they are
the economic basis of different forms of community, and in turn
presupposes specific forms of community. These forms are significantly
modified once labour itself is placed among the objective conditions of
production as in slavery and serfdom. 

[Where] the particular kind of labour-i.e. its craft mastery and
consequently property in the instruments of labour-equals property in
the conditions of production, this admittedly excludes slavery and
serfdom. However, it may lead to an analogous negative development in
the form of a caste system. 

Marx's formulation of caste for class under specific fendal conditions
was stoutly rejected by Weber who, however, had misconceived caste by
his formulation of "Brahmanical theodicy" to denote merely the varna
stratification of society. Later Indianists following Weber extended the
formulation caste in itself to the jati stratification of society. In
this respect, Louis Dumont (1966) raised the misconception to an
Olympian height by declaring the uniqueness of caste-ridden Indian
people as Homo Hierarchicus. The general run of Western scholars and the
great majority of Indian scholars, led by M. N. Srinivas, supported and
propagated the perception that caste sans class represented "modern"
India. Sanskritization and Westernization were proclaimed to be the
vehicles for ushering "social change in modern India" 
(Srinivas 1966). 

A false consciousness was thus generated in India, and spread in
society. 
No wonder that a political scientist wrote in Reader's Digest in 1950
that caste is in Indian blood! 

Meanwhile, the inexorable course of capitalism, doubtless colonial in
character, was spreading in India. From the 1920-s, in particular, land
and crops began to turn into commodities from their subsistence
character. 
Alienation of land and accumulation of crops enriched some (though not
many) peasants, artisans and traders who were placed low or still lower
in the caste hierarchy. Now, in conformity with their enhanced economic
status, they aspired to a better "social" status. A new alignment
between caste and class was in the making, in place of the caste
structure merely invaginating itself into the class structure of
society. 

This alignment was viewed by the national chauvinists, as a variant of
the decolonized modernizers upholding the view of caste in itself, as
the interaction of two discrete entities caste and class : class being
imported by the Raj and not displaying itself from immemorial times as
caste for class-in the view of Marx. N. K. Bose (1949, 1976) portrayed
the structure of Hindu society in terms of caste division, and A.
Beteille (1966) elaborated the thesis by clearly writing on caste, class
and power. 

Caste and class became a catchy formulation to denote the social
structure 
of Indian society. However, with its ideological ("cultural") commitment

it soon merged itself into the formulation of caste in itself and
employed the same idioms as sanskritization and westernization to denote
"social change in modern India." 

Meanwhile, colonial capitalism and, and later, the independent Indian
capitalist system, had their impact on the invagination of jatis into
the capitalist social structure. In the last days of the Raj, the
"Depressed Classes" clamoured for equality in economic and cultural
perception and behaviour with the "high castes," and the Raj pacified
them by enacting the Scheduled Castes Order in the 1930s, in order to
consolidate their own political position in society. After independence
in 1947, the Indian rulers retained the nomenclature of the Scheduled
Castes, and added that of the Scheduled Tribes, although, by this time,
there were no tribes as undifferentiated (or little differentiated)
groups of people even in the remote corners of India(see for instance-P.
K. Bose 1985). Later, the Government further categorized the "Other
Backward Classes" in order to make the new Avatar of caste hierarchy
complete; namely, the high castes, other Backward Classes, the Scheduled
Castes, and the Scheduled Tribes. 

Yet, the social processes heralding the triumph of class structure over
the caste hierarchy could not be altogether ignored by the Avatar makers

of caste. But they obfuscated reality. M. N. Srinivas mooted the notion
of "Dominant Caste" in the 60s, in which caste was in the appellation
and not in content. His identification of a "Dominant Caste" was
composed of 6 attributes; namely, (1) "sizeable amount of the arable
land locally available," (2) "strength of numbers," (3) "high place in
the local hierarchy," (4)"western education," (5) "jobs in the
administration," and (6) "urban sources of income" (Srinivas 1966:). 

All these attributes are secondary or tertiary expressions of the
formation of the top stratum of the class structure in rural society.
But the proclamation of class relations was an anathema to these
conservative scholars. So, class was forcibly funnelled into an
amorphous identity of the "Dominamt Caste" because, as later admitted by
its progenitor, all its six attributes need not be present in one caste
entity. In other words, the "Dominant Caste" could be identified in (2
rise to 6-1=) 63 ways! 

The result was that the devout young scholars were duly brain-washed to
search for the "Dominant Caste" in different societal segments in
various ways, and even assert the dominant class character of the
identified "Dominant Caste"! For example, in Jehanabad district of the
state of Bihar the landless agriculturists of low castes have organized
themselves for a better deal from the big landowners-the Bhumihar
Brahmins, while the landowners have retaliated ruthlessly. They have
even formed a paramilitary force by the name of Ranvir Sena which
regularly organizes mass murder of the landless families. The government
hardly takes any action on this issue, while some enthusiastic academics
search for the role of "dominant caste" at this junction in society.
Instances like this, found in Maharasta, Madhya 
Pradesh, etc., have led to the confusion of the "caste ridden" society
to be worse confounded, which provides succour to the role of the caste
system in present day India. 

Today, casteisation of society is proceeding at the level of hoch
politik 
with the help of some academics. At the other extreme, at the level of
neben 
politik, caste is denoted more and more as an identification within the
classstratum its constituents belong to. This is similar to the
distinction drawn between the Jews and the Gentiles, or the ethnic
groups, within the class structure of U.S.A., Britain, etc. 

Indeed, the reinforced false consciousness, generated by the scholars
and the politicians alike, has been so pervading in the upper political
level that even in relatively recent times the Mandal Commission
earmarked caste as the criterion of Backwardness in Indian society.
Scholars like M. N. Srinivas were a party that enforced the false
consciousness of social reality of India. 

>From the academy I. P. Desai's was the lone voice to castigate this
manner 
of falsification of social reality. In a seminal article (Desai 1984),
he emphasized that the criterion of "backwardness" should be sought in
the class relations in modern India. But his voice was smothered by the
dominant scholars and politicians. 

In the meantime, reality went on asserting itself at the grassroots
level. The correlation between caste and class in Colonial India is
being transformed into "caste in class." The Scheduled Castes and the
Scheduled 
Tribes-not to speak of the other Backward Classes-are ranged within the
spectrum of the high, middle, and low echelons of the class system in
society. This is manifest in the political alliances among these
categories. 

Also in "cultural" matters, the differentiation is being growingly
manifest within the evolved class categories of the Scheduled Castes and
"Tribes," such as even among the Santals, Oraons and Mundas of Bihar,
Lodhas of Bengal, Sabaras of Orissa and Bengal, etc. 

In this respect, I found from a quality of life study in 1980 in Delhi
and its environs that the upper echelons of the Scheduled Castes were
aspiring to "cultural" equality with the upper echelon of the high
caste. K. L. Sharma said in a seminar of the Department of Sociology of
Jawaharlal Nehru University in 1997 that he has found from his study of
a number of villages in Rajasthan over 10 years that the "upper"
Scheduled Castes are inviting the upper echelon of the "high castes" to
their life-cycle ceremonies like marriage, and the latter ones are
heartily participating in the ceremonies (see Sharma 1997). 

On the other hand, rumblings of discontent are heard within the
monolithic constructions of the lowly castes; such as, of the Dalits
(literally, the down-trodden). M. V. Nadkarni has shown (1997:
2160-2171) that in southern parts of Tamil Nadu the "weaker" sections of
the Dalits are raising their voice against the usurping "stronger"
segment of the Dalits. Such discontent is not unheard of in Maharastra,
Gujarat, and even in Bihar (such as, among the Santals and
Oraon-Mundas). 

Thus it is that we should not look at caste as a "New Avatar" as
scholars like M. N. Srinivas have recently proclaimed. Class structure
has cut across the caste hierarchy, forming new alliances and
antagonisms. Indeed, it is in the process of withering away with the
march of history or otherwise remains atavistic, such as the distinction
between the Jews and the Gentile, the Hindus and the Muslims. Yet, it is
propped up, for their own sake, by the politicians and a brand of social
scientists. Today, in India, caste in class depicts the reality, and not
caste per se or caste and class. 

REFERENCES 
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