I propose this concept get written up as an Internet-Draft.  Please chime
in if you think this approach of defining policy, including updating DMARC,
makes sense or doesn't.
-Wei

On Sat, Aug 29, 2026 at 2:13 PM Wei Chuang <[email protected]> wrote:

> Sorry for the delay in responding.
>
> On Wed, Aug 26, 2026 at 1:39 PM Emanuel Schorsch <[email protected]>
> wrote:
>
>> Thanks Wei for writing this up, I think it's very helpful! Can you spell
>> out how this would work for the sender -> mailingList (no fromHeader
>> modifications) -> receiver use-case (assuming they all support DKIM2)?
>>
>
> Sure.  This is the mailing-list scenario, all within DKIM2, i.e. the flow
> is: Originator -> Mailing List -> Destination
>
> The following are the headers after Mailing-List:
>
> From: [email protected]
>
> DKIM2-Signature: i=1; d=originator.example; [email protected];
> [email protected];
>
> DKIM2-Signature: i=2; d=mailinglist.example; f=unaligned; 
> [email protected];
> [email protected];
>
> At origination, this still recommends aligning at origination i=1.  At the
> mailing-list i=2, although the payload From header could align, it does not
> in this example, and the "unaligned" flag indicates this is intentional.
>
> Would that count as a dkim2 auth case?
>>
>
> In this proposal, yes, because all changes are attributed to a signer and
> the changes (none) are identified.  Alignment is also attributed.
>
>
>> Or because the final fromHeader doesn't align it wouldn't count?
>>
>
> As mentioned, alignment is attributed in this proposal.
>
>
>> Are we distinguishing in this proposal between cases where the
>> mailingList made modifications and where there were no changes made?
>>
>
> This proposal still uses recipes as described in the -06 draft so mailing
> list changes can be attributed.  Thus, a message that a mailing-list adds a
> footer or modifies the Subject header field can be DKIM2 authenticated.
> -Wei
>
>
>>
>> Best,
>> Emanuel
>>
>> On Wed, Aug 26, 2026 at 10:49 AM Wei Chuang <weihaw=
>> [email protected]> wrote:
>>
>>> DMARC combines a sender's enforcement policy published via DNS plus the
>>> concept of what is to be validated which is around payload From alignment.
>>> DKIM2 defines two sender defined forwarder constraint policies with the
>>> flags "donotmodify" and "donotexplode".  This bifurcation is confusing
>>> because they seem to work in a disjoined way.  Further there have been
>>> several discussions on the list about flags, DMARC and compatibility of
>>> DKIM2 that exists to DKIM1 and back to DKIM2 world.  IMO these topics are
>>> all interrelated and we should think about this holistically across DMARC
>>> and DKIM2.  DKIM2 authentication is meant to replace both DKIM1 and SPF,
>>> and with that an opportunity to refine the utility and security of these
>>> policy mechanisms.
>>>
>>> We propose separating out the sender's constraint/validation policies
>>> from the enforcement policy, and to make consistent where to read
>>> policies.  With DKIM2, we propose constraint/validation policies are placed
>>> in the DKIM2 flags as these are configurable per message.  The DKIM2 draft
>>> already specifies two sender policy constraint/validation flags-
>>> "donotmodify" and "donotexplode".  This also proposes that the DKIM2
>>> "feedback" flag has a modified meaning.  DMARC reporting is always enabled
>>> for i=1 DKIM2 signer if aligned and a DMARC feedback policy record is
>>> present to match current DMARC RFC9989 behavior.  However for i>1 by
>>> default no reporting is given.  That may be overridden by setting the
>>> "feedback" flag to explicitly request DMARC feedback for any i and any
>>> alignment and so long as there is a DMARC feedback policy record published
>>> for that domain.
>>>
>>> This proposes a third flag to control the DMARC RFC9989 alignment
>>> validation behavior.  By default it is always applied at each hop
>>> corresponding to some DKIM2 signature, however if the "unaligned" flag is
>>> published, then no DMARC alignment validation is applied on.  Alignment
>>> implies "ownership" of the message, as the payload From address is updated
>>> to be an aligned sender.  When "unaligned"  is set on the i=1 DKIM2
>>> signature, this may be used when the message originated elsewhere as a
>>> "DKIM1" message but entered into the DKIM2 system at the i=1 DKIM2 signer,
>>> and the i=1 signer declines to take "ownership" of that message.
>>>
>>> Now we describe the changes to sender's enforcement policy.  With this
>>> change, there is still a need for a published DNS policy as it acts as a
>>> side-channel outside of the message indicating the sender's enforcement
>>> policy goals.  This is important as a message may not contain DKIM2
>>> signatures for example if it is a spoofed message of the sender or was
>>> modified to remove the signatures.  This proposes using the DMARC RFC9989
>>> p= and sp= policy record tags for DKIM2.  These tags can take the value as
>>> defined by RFC9989.
>>>
>>>    -
>>>
>>>    reject
>>>    -
>>>
>>>    quarantine
>>>    -
>>>
>>>    none
>>>
>>> However DMARC alignment behavior is modified by DKIM2 signature header
>>> field "alignment" flag as noted before.  This recommends implementing the
>>> other RFC9989 tags without further interpretation.
>>>
>>> To permit an MTA to publish what authentication methods it supports,
>>> this also proposes a new optional DMARC policy record tag "auth=".  This
>>> flag provides a declaration of authentication methods supported as both a
>>> SMTP MTA sender and receiver, meaning what authentication methods
>>> potentially present in the messages when sent, and what authentication
>>> methods it will process as a receiver.  "auth=" takes a comma separated
>>> list of supported authentication methods:
>>>
>>>    -
>>>
>>>    dkim
>>>    -
>>>
>>>    dkim2
>>>    -
>>>
>>>    spf
>>>
>>>
>>> If not specified, relying parties can assume that both DKIM1 and SPF are
>>> supported.  Notably by default DKIM2 is not specified.  If "auth=" is
>>> supplied, then DKIM2 is meant to be explicitly declared so that it can be
>>> used as a capability mechanism.  "auth=" can also be used to declare that a
>>> MTA does not support some authentication method.  Because this declaration
>>> is optional, MTAs may choose not to use this tag but still support an
>>> authentication method such as DKIM2.
>>>
>>> Because the "auth=" tag can serve as a DKIM2 capabilities publication
>>> mechanism, a DKIM2 sender can check if a receiver supports DKIM2.  If the
>>> receiver does not, the sender can choose to bounce the message, or continue
>>> to forward anyways.  If it forwards the message, it risks a subsequent
>>> DKIM2 receiver detecting the incomplete chain of custody and rejecting
>>> those messages as they are indistinguishable from replay.  Instead the
>>> sender can choose to delete all DKIM2 signature header fields, or we
>>> propose a second alternate declaration mechanism. When a sender wishes to
>>> indicate that a message is going from DKIM2 to DKIM1 and to stop testing
>>> the envelope recipient against the DKIM2 signature, it can publish a DKIM2
>>> signature header field "rt=" tag without envelope recipient addresses.
>>> Subsequent DKIM2 receivers can see that a message was intentionally sent to
>>> a non DKIM2 domain, and that replay checking is unnecessary.  This
>>> essentially allows all DKIM2 receivers to deterministically apply
>>> anti-replay enforcements without solely needing to rely on local policy.
>>> Those DKIM2 signature header fields provide value to subsequent DKIM2
>>> receivers even after the message passes through a DKIM1 forwarder.  That
>>> subsequent DKIM receiver can still process the DKIM2 signature header
>>> fields for delivery forensics including the message traversed DKIM1,
>>> respect the "donotmodify" and "donotexplode" policies, and provide DMARC
>>> feedback as it wishes.
>>>
>>> DKIM2 participants should be very careful about using these features
>>> that enable interop between DKIM1-only participants due to the potential of
>>> introduced replay risks.  This is particularly true when a DKIM2
>>> participant accepts DKIM1 traffic and signs as a DKIM2 message.  It is
>>> incumbent on the DKIM2 forwarder that introduces DKIM1 traffic that the
>>> traffic is free of replay because downstream receivers cannot use DKIM2
>>> "rt=" to prevent replay.  We suggest that these DKIM1 interop features
>>> should be limited to DKIM2 bring up and when the DKIM1-only participant is
>>> well understood such as legacy enterprise services.  We recommend not
>>> extending the DKIM2 signature chain if a message leaves DKIM2 to DKIM1-only
>>> forwarder and returns to a DKIM2 receiver.  It should be noted that if a
>>> DKIM1-DKIM2 forwarder fails to protect against replay, it is well
>>> identified by its DKIM2 signature.
>>>
>>> The following are examples to illustrate the above concepts.
>>>
>>> #1 DKIM1 -> DKIM2 (unaligned, reporting requested)
>>>
>>> From: [email protected]
>>>
>>> DKIM-Signature: d=originator.example
>>>
>>> DKIM2-Signature: i=1; d=forwarder.example; f=unaligned,reporting;
>>> [email protected]; [email protected];
>>>
>>> #2 DKIM2 -> DKIM1 -> DKIM2
>>>
>>> From: [email protected]
>>>
>>> DKIM2-Signature: i=1; d=originator.example; [email protected];
>>> rt=
>>>
>>>
>>> -Wei
>>>
>>> _______________________________________________
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>>> To unsubscribe send an email to [email protected]
>>>
>>
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