16-Feb-2013 
K. S. JACOB 
Psychiatric diagnoses continue to lack the predictive power required of hard 
science. A new framework is needed to understand mental health, distress and 
disease    The American Psychiatric Association (APA) will release the fifth 
edition of its Diagnostic and Statistical Manual (DSM-5) in May 2013. DSM-5 has 
been years in the making. The process included planning sessions, international 
research conferences, review of literature, a series of monographs, secondary 
analysis of data and field trials involving hundreds of scientists and 
clinicians, drawn from many countries and disciplines, and feedback from the 
public. Many interest groups — neurologists, psychologists, insurance and 
pharmaceutical industries, legal and forensic fraternity, military veterans and 
anti-psychiatry groups — have been watching the process and outcome closely as 
the DSM has a wide impact. The Indian Psychiatric Society also submitted its 
views to the APA. 
International standard The DSM-5 has pursued the basic framework adopted by its 
forerunners, DSM-III and its successors DSM III R, IV and IV TR. DSM III, with 
its atheoretical approach, objective diagnostic criteria and specific 
exclusions, was revolutionary at the time of its introduction in 1980. Its 
focus on standardised diagnosis and on improving inter-rater reliability had a 
major impact on psychiatric practice and research. It soon became the 
international standard. 
The absence of laboratory tests to diagnose mental disorders forced psychiatry 
to focus on clinical presentations for this purpose. The lack of pathognomonic 
symptoms required the discipline to rely on identifying collections of symptoms 
to define clinical syndromes. Psychiatric classifications include medical 
conditions (e.g. delirium, dementia and psychiatric manifestations of medical 
diseases), severe mental disorders (schizophrenia, bipolar disorders, psychotic 
depression, and stupor) and stress-related conditions (e.g. depression, anxiety 
and adjustment disorders). The DSM laid out objective criteria for diagnosis. 
It offered differential diagnosis in order to distinguish similar conditions. 
It allowed psychiatrists working around the globe to read from the same page. 
It facilitated collaboration and comparison. It improved communication, 
standardised research, increased, and improved the evidence base. A unified 
language also helped mental health activism. 
Despite major advances and significant progress, the DSM has many critics. Most 
detractors are free with their criticism, without providing comprehensive 
solutions to the complex issues facing people with mental illness. Defining 
mental illness is no simple task. A single definition to partition health, 
illness and disease has proved to be extraordinarily difficult. The diversity 
of and heterogeneity within these conditions are major challenges. Typically, 
patients emphasise distress and suffering, while psychiatrists diagnose and 
treat “diseases.” Mental disorders include both disease and illness. 
Nevertheless, diagnostic criteria for psychiatric disorders did not bridge the 
classical disease-illness divide between physicians’ perspectives and patients’ 
subjective experience of sickness. In fact, the DSM resulted in language, 
concepts and frameworks, which contrasted starkly with those held by patients, 
impeding understanding of the illness experience and diminishing the role of 
patient narratives. In addition, DSM could not overcome the fact that different 
etiology and pathology can result in similar clinical presentations, and that a 
particular cause can produce diverse clinical manifestations. Research and 
specialist interests also increased manifold the number of diagnostic 
categories. 
Little regard for context The difficulty in separating disease from distress is 
a major challenge. The DSM system emphasised symptom counts to identify 
psychiatric categories, with little regard for the context (e.g. psychosocial 
stress, personality, and coping). This strategy improves reliability of 
diagnosis for non-psychotic conditions associated with psychosocial adversity, 
but also includes people with normal responses to such difficulties. Psychiatry 
tends to reify diagnosis, making abstract concepts concrete. Psychiatric 
practice transmutes clinical syndromes (collection of symptoms) into diseases. 
The DSM III also suppressed etiological debates about mental disorders and 
placed them on the back burner. The biomedical model, which undergirds the 
approach, became dominant, annihilating psychological, behavioural and social 
conceptualisations. However, the APA argued that reliable diagnoses would 
result in the recognition of underlying neurobiological substrates and 
facilitate etiological research; it would lead to the development of new and 
more effective treatments. 
However, the frequent revisions of the DSM, with minor changes often based on 
limited evidence, also prompted debates on the motivation of the APA. The 
numerous minor and major disagreements with World Health Organisation’s 
International Classification of Diseases (ICD) -10 diagnostic categories 
supported the argument that most changes were arbitrary as there was no 
agreement among international experts. The DSM had to contend with many charges 
including medicalising normal reactions, lowering diagnostic thresholds to 
create spurious “epidemics,” creating new categories without evidence, using 
medication responses to define categories and playing into the hands of the 
pharmaceutical industry. 
Challenges to diagnosis 
Defenders of the DSM argue that its primary purpose is to enable psychiatrists 
to reliably identify individuals who seek clinical attention, and to facilitate 
communication among clinicians and researchers. The field of psychiatry has to 
grapple with the current state of knowledge with its inherent limitations. The 
lack of laboratory diagnosis, poor understanding of genetic basis and 
psychological vulnerability, and the need to provide categorical diagnosis for 
phenomena which lie along a spectrum (e.g. depression, anxiety, cognitive 
impairment and substance misuse) are difficult challenges. 
The most ardent supporters of the DSM acknowledge its imperfections but argue 
that it reflects our current understanding and state of the science. They 
contend that DSM-5 is not an attempt to define normal and that being normal is 
not the same as not having a DSM-5 diagnosis. They argue that having a 
psychiatric diagnosis is not the same as being insane or crazy, stigmatising 
labels, which do not apply to the vast majority of people with a DSM diagnosis. 
They suggest that prescribing medication for any condition in preference to 
time and labour-intensive psychological interventions is dependent on many 
factors, including the economic realities of medical practice, and does not 
necessarily imply medicalising normality. 
Pressure from user groups 
The use of a single set of criteria, useful to psychiatrists working in 
specialist settings, in other locations (e.g. definitions for legal use and for 
reimbursement, in primary care and across cultures) is not without problems. 
There was also pressure from patient and user groups, as any changes to the 
DSM-IV categories in the new revision would have affected their claims for 
disability support and health insurance. Consequently, there were demands to 
enlarge and to reduce the diagnostic net from different quarters. 
A close examination of the DSM-5 suggests the maintenance of status quo. 
Psychiatric diagnoses and theories, with their technical language, operational 
criteria, elaborate classificatory systems and empirical data continue to lack 
the predictive power required of hard science. Its diagnostic systems and 
models do not explain many aspects of mental health and illness. Human 
cognition, emotion and behaviour are complex, interconnected and under a 
variety of influences (e.g. genetics and biology, psychological, social and 
cultural forces), whose effects cannot be teased out under controlled 
experimental conditions. 
Nevertheless, psychiatric treatments help millions of people lead productive 
lives. The DSM process and consultation was elaborate and transparent, seeking 
opinions and evidence from people with diverse backgrounds. Despite its 
shortcomings, it does reflect the current state of the science. Psychiatry, at 
this moment in time, has been compared to biology before Darwin and astronomy 
before Copernicus. 
Thomas Kuhn in his book The Structure of Scientific Revolutions described three 
stages: (i) normal science (routine scientific work) within existing paradigms 
and a dedication to solving puzzles, (ii) serious anomalies produced by 
research, which leads to a crisis, and finally (iii) resolution of the crisis 
by the creation of a new paradigm. 
Psychiatry today, with its attempt at solving the clinical puzzles and its many 
anomalies, is awaiting a paradigm shift, which will not only clarify these 
complex issues but will also provide for a new framework, insight and 
understanding. Psychiatric research, despite its current attempts at testable 
conjectures and refutations, is still within a paradigm that seems inadequate 
for the complexity of the task. Psychiatry awaits its new dawn.   (Professor 
K.S. Jacob is on the faculty of the Christian Medical College, Vellore. The 
views expressed are personal) 
http://www.thehindu.com/opinion/lead/in-search-of-a-revolutionary-road/article4419552.ece
 
       
                                          

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