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TITLE: Traditional Knowledge Under Commercial Blanket
AUTHOR: Someshwar Singh
PUBLICATION: South-North Development Monitor (SUNS) #4545
DATE: 5 November 1999
SOURCE: Third World Network, Geneva
URL: http://www.twnside.org.sg/ The SUNS Bulletin is edited by Mr 
Chakravarty Raghavan ([EMAIL PROTECTED]).
________________________________________________________

SUNS #4545 Friday 5 November 1999

TRADITIONAL KNOWLEDGE UNDER COMMERCIAL BLANKET

Geneva, Nov 4 (Someshwar Singh) -- It is all in the name of progress. 
Centuries-old cures, customs and practices, derived from man's harmonious 
interaction with nature, must now open up to the world of dollars and cents, 
thanks to the new international trade regime rules on intellectual property, 
the TRIPS Agreement..

A two-day round-table on intellectual property and traditional knowledge, 
organized by the World Intellectual Property Organization (WIPO) ended here 
Tuesday. Many experts, government NGO representatives assembled to discuss 
how to bring the essentially "informal" domain of traditional knowledge into 
the "formal" intellectual property system.

While most developing countries are struggling with implementing new laws 
which may face a backlash of public outcry as essential drugs prices, for 
instance, start sky-rocketing, WIPO describes the upcoming deadline for 
implementing TRIPs agreement in glowing terms.

"A hallmark of the new, worldwide relevance of intellectual property is the 
upcoming entry into force, on January 1, 2000, of the Agreement on 
Trade-Related Aspects of Intellectual property Rights (TRIPs) for developing 
country members of the World Trade Organization."

Despite the fact that many groups representing the "traditional knowledge" 
sector have reservations about being forced to put a price on ideas that 
they have nurtured for generations, and the fact that for years - in fact 
even now - the modern, technologically advanced sectors are virtually 
usurping ideas and practices without adequate or no compensation, WIPO says 
"constructive engagement" will bring progress.

"As has happened so often in the past regarding newly-discovered or 
developed forms of protectable subject matter (computer programs, integrated 
circuits, data bases, for example), constructive engagement with legitimate, 
if newly-articulated needs for protection of human creativity and innovation 
will enable the formal intellectual property system to contribute 
effectively to economic growth and social and cultural progress."

Financial stakes are high. For example, in 1995 the estimated market value 
of pharmaceutical derivatives from indigenous peoples' traditional medicine 
was $43 billion world wide.

Under current intellectual property law, there is no obligation for 
companies which utilize the traditional medical knowledge of Aboriginal 
Peoples to provide any compensation to recognize their equity in the 
commercial application of this knowledge.

Moving beyond the confines of "folklore", which was typically discussed in 
copyright and copyright-plus terms, traditional knowledge (TK) would be 
broad enough to embrace traditional knowledge of plants and animals in 
medical treatment and as food, for example.

By so doing, the focus shifts from copyright to those of patent law and 
biodiversity rights. This shift is, in part, an explanation for the 
suggestions for sui generis solutions to the protection of TK.

A WIPO background paper, in fact, notes that "a particular contemporary 
impetus for the formulation of Indigenous positions on the protection of 
traditional knowledge has been the current debate concerning the review of 
Art. 27.3 (b)  of the plant variety provision of the TRIPS Agreement."

A number of developing countries (India, Kenya on behalf of the African 
Group and some of the Latin American countries) have formulated proposals at 
the WTO, in terms of the review of Art. 27.3(b) and current preparations to 
the Seattle meeting and the review of the relevant provisions of the TRIPS, 
rules for the protection of rights of indigenous peoples and their folklore 
and knowledge.

But some leading industrialized countries like Canada have tried to shift 
consideration of this to the World Intellectual Property Organization (WIPO) 
on the ground of NGOs having better access to it, even as the industrial 
countries try to use the secretive WTO talks to strengthen the rights of 
their corporations in patenting.

The WIPO background paper also carries excerpts from a statement on the 
above review by a federation of Indigenous Peoples groups on 25 july 1999. 
In fact, it adds that the statement provides a convenient encapsulation of 
much of the debate on traditional knowledge.

The statement begins with the observation that "Humankind is part of Mother 
Nature, we have created nothing and so we can in no way claim to be owners 
of what does not belong to us. But time and again, western legal property 
regimes have been imposed on us, contradicting our own cosmology and values."

It expressed concern that Article 27.3 (b) "will further denigrate and 
undermine our rights to our cultural and intellectual heritage, our plant, 
animal, and even human genetic resources and discriminate against our 
indigenous ways of thinking and behaving."

The statement draws the distinction between private proprietorial rights and 
"indigenous knowledge and cultural heritage (which) are collectively and 
accretionally evolved through generations ... The inherent conflict between 
these two knowledge systems and the manner in which they are protected and 
used will cause further disintegration of our communal values and practices."

"Obviously," says WIPO, "the statement is largely taken up with issues of 
access to genetic resources and its promulgators appreciate that 
notwithstanding their misgivings, the TRIPs system has become an established 
part of the intellectual property firmament."

It adds, "However, they plead for a legislative structure which 'Builds upon 
the indigenous methods and customary laws protecting knowledge and heritage 
and biological resources' and which prevents the appropriation traditional 
knowledge and integrates 'the principle and practice of prior informed 
consent, of indigenous peoples' as communities or as collectivities."

A case-study of Philippines, prepared by Mr. David Daoas, Chairperson of the 
country's National Commission on Indigenous Peoples (also contained in the 
WIPO background paper) recounts the many threats posed to traditional 
systems that sustained health care, environment, agriculture, arts, music 
and dance.

An archipelago of more than 7,000 islands, the Philippines is home to 126 
ethno-linguistic groups, most retaining their traditional identity by virtue 
of non-submission to foreign domination.

It is ironic, notes the study, that the Philippines, a rich source of 
traditional medicine, is a big market of foreign drug that are often not 
affordable to the marginalized sectors of society like the indigenous 
peoples. 'Traditional practice is replaced, worse, it is being commercially 
exploited in the international market.'

 >From the traditional knowledge on the medicinal values of herbs, 
pharmaceutical companies have further researched and are now gaining 
millions worldwide. Recently, the talong or eggplant, ampalaya or bitter 
gourd and makopa or rose apple were "discovered" to remedy diabetes and now 
owned by a US firm (Baguio Midland Courier, 9/19/99).

The study notes that the introduction of modern architecture replaced 
traditional architecture to extinction, while traditional music and designs 
are being exploited, and recognised is fashion centres like Paris.

"The American occupation at the turn of the 20th century, witnessed the 
drastic change in the Philippine landscape and its population," the study 
notes. "Devastation of natural resources was all over with the massive 
logging and large-scale mining. A legacy perpetuated by Filipinos themselves 
toward the end of the Millennium."

At first, the study adds, "the consciousness of struggle was on warding off 
physical intrusion into ancestral domains and commercial exploitation of 
natural resources. The outrage was focused on the wanton display and 
commercialization of traditional arts and artifacts. Sadly, indigenous 
peoples themselves helped facilitate the export of materials from indigenous 
cultural communities."

The indigenous peoples were duped, says the study, at the beginning of the 
century with the introduction of centralized government. "Unlike armed 
invasion, centralized government is totally a new concept to indigenous 
peoples. A foreign invasion which amassed indigenous peoples' wealth not 
with the use of arms but with legalities."

What TRIPs would do, it appears, is spread that canvass of legalities 
worldwide - with incentive of a few dollars more!

For instance, the recent passion for environmental sensitivity in Western 
countries has resulted in a heightened interest in natural products, the 
WIPO paper notes. Australia has a burgeoning "bush tucker" industry guided 
by the Australian Native Bushfood industry Committee.

Research into these products has been guided by the knowledge of indigenous 
peoples. Pharmaceutical, biotechnology and personal care companies, such as 
'The Body Shop' have focused their attention and their advertising, upon 
plants and animals  which have been demonstrated by indigenous peoples to 
have beneficial qualities.

This has saved those companies considerable expense in obtaining that 
knowledge through their own research. A dramatic example of this, notes the 
WIPO paper, is the Merck agreement.

In 1991, Merck, a transnational pharmaceutical company, entered into a 
bioprospecting agreement with the Costa Rican Association Instituto Nacional 
de Biodiversidad (INBio) a non-profit organization. Under the agreement, 
which has been criticised by a number of public interest NGOs, over a two 
year period, Merck received 10,000 plant samples. The samples were supplied 
with information about their traditional use.

Merck has paid a reported $1.35 million for the 10,000 samples, and has 
agreed to pay a royalty of between two to three percent. If one of the 
10,000 samples becomes a billion dollar drug, then Merck has agreed to pay 
20 to $30 million in royalties. Conceivably, the royalties from the 10,000 
samples could earn Costa Rica well in excess of $100 million per annum. In 
the debate about the protection of TK, the implied beneficiaries of this 
protection are traditional peoples. But the truth of the equation is 
actually quite clearly spelt out in an industry viewpoint, also contained in 
the background WIPO paper, which in one of its transparency-presentation 
pages has this clear assertion "NO PATENTS NO BENEFITS."

The WIPO paper says discussion of protection of TK assumes the necessity for 
this protection and also assumes that the primary beneficiaries of this 
protection will be indigenous peoples and community groups. However, the 
state as guardian of its people's cultural heritage, also has an interest in 
the preservation of the traditional knowledge which exists within it.

The various African laws which seek to protect folklore, stress its 
significance as part of the national heritage. "Multiculturalism has begun 
to replace nationalist uniformity as the new orthodoxy. An incidental 
beneficiary will be the national state, first from the vigour of cultural 
health and secondly, from the commercial exploitation of traditional 
knowledge."

A corollary to the assumption of the necessity to protect TK, the paper 
adds, is the assertion of the right of indigenous peoples and traditional 
communities "to determine the appropriateness of the use being made of their 
culture."  Thus Dr. Erica-Irene Daes, declared that "each indigenous 
community must retain permanent control over all elements of its own 
heritage. It may share the right to enjoy and use certain elements of its 
heritage under its own laws and procedures, but always reserve a perpetual 
right to determine how shared knowledge is used."

Today in Australia, indigenous peoples regard the protection of TK as an 
issue of self-determination. For other countries, with a less unfortunate 
colonial history, the issue of who controls the protection and conservation 
of TK might be less politicised.

Among the political issues which have been raised in Australia are: whether 
Eurocentric intellectual property law can be trusted with the subject of 
traditional knowledge. Similarly, it has been suggested that "a suspicious 
eye should be cast over any assertion of legal or moral authority by 
non-indigenous people to adjudicate disputes between traditional and 
non-traditional artistes."

According to a WIPO background paper, for WIPO's work programme, the scope 
of enquiry extends to all of the tradition-based creativity and innovation 
of human beings, irrespective of existing terminology or definitions, and 
the term "traditional knowledge" (TK) is used to refer inclusively to all 
relevant subject matter.

As the United Nations specialized agency responsible for the promotion of 
intellectual property (IP), WIPO undertook a series of fact-finding missions 
(FFMs) "to identify and explore the intellectual property needs and 
expectations of new beneficiaries, including the holders of indigenous 
knowledge and innovations, in order to promote the contribution of the 
intellectual property system to their social, cultural and economic 
development."

These missions were intended to enable the "study of current approaches to, 
and future possibilities for, the protection of intellectual property rights 
of holders of indigenous knowledge, innovations and culture."

 >From the FFMs, WIPO has learned that TK is a rich a diverse source of 
creativity and innovation. The FFMs revealed that traditional knowledge 
systems are frameworks for continuing creativity and innovation in most 
fields of technology, ranging from traditional medicinal and agricultural 
practices to music, design, and the graphic and plastic arts. WIPO also 
learned from the FFMs that the IP issues related to TK cut across the 
conventional branches of IP law, such as copyright and industrial property. 
In many cases, TK holders to not separate "artistic" from "useful" aspects 
of their intellectual creations and innovations; rather, both emanate from a 
single belief system which is expressed in daily life and ritual.

The FFMs also revealed that numerous indigenous and local communities have 
protocols for protection of TK and TK-based innovations under customary law. 
In general, the FFMs showed the richness and diversity of TK on a global 
scale, both in terms of its inherent creativity and as potential matter for 
IP protection.

WIPO's exploratory work has shown that TK is a rich source of creativity and 
innovation. To promote better understanding and promote wider consensus, it 
would like to address basic conceptual problems and test practical solutions 
to the protection of TK.

Thus, its future work-plan includes a number of activities involving 
exchange of information and consultation activities on identification and 
documentation of protectable subject matter, pilot projects and national and 
regional levels on the use of existing IP system to protect TK, exploration 
of customary law governing custodianship, use and transmission of TK and its 
relationship to the formal IP system.

Proposals of mechanisms for the protection of TK have ranged across two 
axes. Along one axis are suggestions improve the private law rights of the 
creators or custodians of TK. These suggestions range from proposals to 
modify existing copyright law through to the creation of sui generis 
traditional TK rights.

Along another axis are suggestions to deal with the protection of TK as a 
public law right. These suggestions range from the creation of a public 
protection authority, through domain public payant proposals, to the 
empowerment of indigenous Peoples' protection agencies.

Reservations, however, have also been voiced by a number of commentators, 
the WIPO paper points out. For example, Rosemary Coombe questions the 
applicability of private law concepts to cultural expressions. Another paper 
cited, questions whether property concepts are cognizable under customary 
Aboriginal law. Daes explains,

"...indigenous peoples do not view their heritage as property at all- that 
is something which has an owner and is used for the purpose of extracting 
economic benefits - but in terms of community and individual responsibility. 
Possessing a song, story, or medicinal knowledge carries with it certain 
responsibilities to show respect to and maintain a reciprocal relationship 
with the human beings, animals, plants and places which the song, story or 
medicine is connected.  For indigenous peoples, heritage is a bundle of 
relationships rather than a bundle of economic rights."

There is room for conflict between the emerging IP regimes for TK and the 
Draft Declaration on the Rights of the Indigenous Peoples (with another 
meeting just ended in Geneva without final agreement - one of the issues of 
discord being whether it should have "people" or "peoples").

Article 12 of the Draft Declaration recognised the right of indigenous 
peoples to 'practice and revitalise their cultural traditions and customs, 
including the right ... to maintain, protect and develop the past, present 
and future manifestations of their cultures, such as .. artifacts, designs, 
ceremonies, technologies and visual and performing arts and literature, as 
well as the right to the restitution of cultural, intellectual, religious 
and spiritual property taken without their free and informed consent or in 
violation of their laws, traditions and customs."


________________________________________________________

TITLE: Indigenous People Criticise WIPO Approach
AUTHOR: Martin Khor
PUBLICATION: South-North Development Monitor (SUNS) #4545
DATE: 5 November 1999
SOURCE: Third World Network, Geneva
URL: http://www.twnside.org.sg/ The SUNS Bulletin is edited by Mr 
Chakravarty Raghavan ([EMAIL PROTECTED]).
________________________________________________________

SUNS #4545 Friday 5 November 1999

INDIGENOUS PEOPLE CRITICISE WIPO APPROACH

Geneva, 3 Oct (Martin Khor) -- Leaders of indigenous people's organisations 
attending a WIPO Roundtable meeting on intellectual property and traditional 
knowledge have criticised the WIPO approach in attempting to impose an 
intellectual property rights regime on traditional knowledge.

They called on WIPO, governments and other multilateral organisations to 
explore other ways to protect and promote indigenous and traditional 
knowledge outside of the traditional IPR regime.

Several indigenous people's representatives who participated in the WIPO 
roundtable in Geneva (1-2 November) were critical of many of the papers 
presented and of what they perceived to be WIPO's attempt to co-opt 
indigenous knowledge into the global patent and IPR system.  They spoke up 
often at the meeting to voice their viewpoints.

More than a hundred indigenous people's organisations separately issued a 
statement calling on governments to amend the TRIPS Agreement, Article 27.3 
(b), to mandatorily ban the patenting of all life-forms, all naturally 
occurring processes, and of traditional knowledge on the use of biological 
resources.

Near the end of the WIPO Roundtable, the Indigenous Peoples Caucus, 
representing the indigenous peoples present at the meeting, issued a 
Statement that was orally presented by Victoria Tauli-Corpuz of the Tebtebba 
Foundation, an international indigenous people's research centre based in 
the Philippines.

"We are concerned over the way in which this present Roundtable is 
organized," said Tauli-Corpuz. "It seems that this was primarily organized 
to reinforce the mandate of WIPO to promote and implement the dominant 
intellectual property rights regime and to assert that intellectual property 
rights is the only viable path to protect traditional knowledge.

"However, we have heard many interventions from this meeting saying that 
intellectual property rights as embodied in the existing international 
conventions and the TRIPS of WTO may not be the adequate and appropriate 
mechanisms to protect indigenous and traditional knowledge."

Tauli-Corpuz said that WIPO, governments and other international 
organisations should "maintain an open mind and be more daring in exploring 
ways and means to protect and promote indigenous and traditional knowledge 
outside of the dominant IPR regimes.

"WIPO should not insist in imposing that the IPR regime it is implementing, 
particularly patents, is what should be used to protect traditional 
knowledge. Other forms of protection should be explored and developed in 
partnership with indigenous peoples and other traditional knowledge holders.

"Any effort to negotiate a multilateral framework to protect indigenous and 
traditional knowledge should consider indigenous practices and customary 
laws used to protect and nurture indigenous knowledge in the local, 
national, and regional levels."

Tauli-Corpuz reiterated the call of indigenous peoples all over the world 
against patenting of life-forms and life-creating processes, referring to 
the statement of over a hundred indigenous people's groups opposing 
patenting of life in TRIPS, which she said was consistent with several 
proposals put forward by developing countries during the WTO preparatory 
process for Seattle.

Tauli-Corpuz said the indigenous people took exception to a statement at the 
Roundtable by a representative of a European transnational corporation that 
there is no incompatibility between the CBD and the TRIPS Agreement.

"We believe there is a serious conflict on the rights and obligations of 
member-states between the two treaties, particularly between Article 8 (j) 
of the CBD and Article 27.3.(b) of the TRIPS Agreement. Article 8 (j) calls 
on governments to respect, preserve, and maintain knowledge, innovations, 
and practices of indigenous and local communities in biodiversity 
conservation and encourage equitable sharing of benefits arising from the 
utilization of such knowledge.

"On the other hand, Article 27.3.(b) of TRIPS legitimizes private property 
rights in the form of intellectual property over life and processes entailed 
in modifying life forms. But these are rights for individuals, corporations, 
and states, not for indigenous peoples and local communities. Governments 
are asked to change their national intellectual property rights laws to 
allow for patenting of micro-organisms and non-biological and 
micro-biological processes."

Tauli-Corpuz added that many developing country governments recognize this 
incompatibility and in fact they already tabled proposals on this which can 
be found in the Revised Draft of the WTO Ministerial Text.

She referred to a paragraph of the draft stating that Article 27.3.(b) 
should be amended to take into account the CBD and the need to clarify that 
all living organisms and their parts cannot be patented; and to ensure the 
protection of innovations of indigenous and local farming communities and 
the continuation of traditional farming practices.

She also reiterated that any discussion on traditional and indigenous 
knowledge should always refer to the articles on the Draft Declaration on 
the Rights of Indigenous Peoples, particularly Articles 24, 25, 26, and 29 
which clearly established that rights to  indigenous knowledge, innovations, 
and practices (referred to as intellectual and cultural heritage) cannot be 
discussed in isolation from indigenous peoples' rights to their territories 
and resources.

"We see a problem in the fact, that while on one hand the UN is evolving 
international standards for the protection of indigenous peoples and efforts 
are made to protect traditional knowledge through the CBD and FAO 
International Undertaking; on the other hand, there are other international 
agreements like the WTO Agreements which are undermining these."

The statement called on WIPO to undertake studies on the most appropriate 
means of recognizing and protecting traditional knowledge, medicinal plants, 
seeds, and expressions of folklore of indigenous peoples and local communities.

On WIPO's technical assistance, the statement proposed that indigenous 
peoples who are the knowledge-holders should become the main trainers and 
that indigenous peoples organizations and communities should be provided 
resources from WIPO to undertake their own capacity-building efforts to 
protect and promote their knowledge.

"Prior Informed Consent should be the common thread among all the proposals 
being brought forth to protect indigenous knowledge, whether these are 
intellectual or non-intellectual property rights protection. PIC is defined 
to mean that indigenous peoples and local communities will be consulted, 
informed and their full consent obtained before any appropriation or 
research of their knowledge is undertaken," the statement added.

"There should be a list of all the knowledge, genetic resources, medicinal 
plants, seeds, etc. which have been stolen from indigenous peoples and some 
form of indemnification may be given to those who own and developed this 
knowledge. This can be put into a fund which will help further build 
indigenous peoples' capacities. The arts and artifacts which were also 
stolen should be repatriated back to the original owners.

  "We call on the WIPO to create a mechanism within its structures which will 
allow for more meaningful participation of indigenous peoples. Other 
specialized of the UN are already undertaking dialogues with indigenous 
peoples towards the formulation of policy guidelines on indigenous peoples. 
Since WIPO claims it is the body which has a key role in traditional 
knowledge then it should also formulate its own guidelines."


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