(This is the article I sent Jim Craven privately and to which he just
referred to publicly on PEN-L)

SPIES LIKE US 

WHEN SOCIOLOGISTS DECEIVE THEIR SUBJECTS

By CHARLOTTE ALLEN 

THEY CALL THEMSELVES GUINEAMEN. For more than two hundred years, they and
their forebears have fished, hunted, raised livestock on, and otherwise
made their living from a broad peninsula of marshland in a corner of the
Virginia tidewater region, where the York River meets the Chesapeake Bay.
Although many Guineamen now work outside the peninsula, a large number
still ply the traditional Chesapeake waterman's trade, generating a
distinctive local culture centered around the outboard skiff, Ford pickup,
rubber wading boots, snap-brim cap, and plug of tobacco.

When I visited them one afternoon this past summer, members of two Guinea
families were sitting in the yard in front of their trailer homes. When I
explained to them why I was there, they began jeering and trading jibes.
The target of their mockery was not another local but Carolyn Ellis, a
sociologist at the University of South Florida, whose prizewinning 1986
book about the Guineamen, Fisher Folk (Kentucky), transformed her in their
eyes from a beloved outsider and frequent guest into a traitor.

For nine years, from 1972 (when she was an undergraduate at the nearby
College of William and Mary) to 1981 (when she completed her doctoral
dissertation at SUNY Stony Brook), Ellis spent her weekends and summers
researching a "kinship network" among a particular group of Guinea
watermen. Her theory was that the Guineamen lacked the external social
mechanisms--strong churches, economic cooperation, a sense of community
beyond the extended family--necessary for them to prosper. The conclusions
of the book were not flattering to the region, which already had a
reputation for white-trash backwardness and marshland criminality.

In her writing, Ellis used pseudonyms to conceal her subjects'
identities--a standard practice in sociology. Guinea became "Fishneck," and
members of the local families she described were given plausible-sounding
made-up names. But that didn't stop her words from causing hurt. Ellis's
"Fishneckers" were often illiterate, obese, poorly dressed, and ignorant of
basic hygiene. "Scarcity of plumbing meant baths were infrequent," she
wrote. "That combined with everyday work with fish produced a
characteristic fishy body odor, identified by outsiders as the 'Fishneck
smell.'" What most riled the fishing families who had taken Ellis into
their homes, fed her meals, and let her stay over on many nights, however,
was that she never once let on that she was using them for sociological
research. "I thought she was nice," fumes one Guinea woman whose family
hosted Ellis often over the years. "But she turned out to be a liar." 

SOCIOLOGISTS have argued over the propriety of deceptive research for
decades. But in 1995, the debate took a decidedly heated turn. In April of
that year, Ellis published a remorseful essay in the Journal of
Contemporary Ethnography enumerating the ways she had deceived her
subjects. And her essay, which provoked much discussion among her
colleagues, was not the only controversial confession that year: The
American Sociologist published a far less remorseful account by a
sociologist who some felt had used deceptive techniques to research police
interrogation procedures. Finally, this spring, after two years of raging
debate on the topic, the American Sociological Association (ASA) approved a
set of stringent new ethics guidelines for professional conduct 

 More starkly than ever before, these events illustrate the  degree to
which the profession is caught in an uneasy bind  between fulfilling
research objectives and honoring ethical  obligations. Sociological
deception can take many forms,  some more subtle than others, but all
equally entangled in  moral dilemmas: A researcher might not tell his
subjects that he is using them for research purposes; or he might
misrepresent the motives of his research; or he might violate a pledge to
keep the identities of his subjects fully anonymous. In recent decades,
researchers have practiced these forms of deception, and each has been
earnestly defended and attacked within the profession. Ellis's behavior, it
turns out, was unusual but not unique; in some ways, her deception was
simply easier to see because--as she herself admitted--it was so blatant. 

ACCORDING to her confession in the Journal of Contemporary Ethnography,
Ellis secretly tape-recorded conversations with her Fishneck subjects,
eavesdropped on their small talk, and coaxed data out of them while
pretending to be visiting socially or doing favors, such as writing
letters, baby-sitting, and driving them to doctor's appointments.
"Initially, I told a number of the Fishneckers who knew I was a college
student that I was writing a paper on fishing," she writes. As the years
passed, nearly everyone forgot about the college connection, until finally,
Ellis writes, "I was just Carolyn coming to visit."

When he read her essay, veteran sociologist Herbert J. Gans of Columbia
University was concerned. He wrote Ellis a reproving letter. "I told her
that I'm old enough to be her Dutch uncle and that what she did was wrong,"
says Gans. "She told people she was their friend. I told her, 'Yes, you use
friendly methods, but you're always a researcher. You arrange to tell
people every so often, I'm not your buddy. I'm a researcher.'"

Ellis agrees that she committed a sociological sin, and she said so with
admirable candor in her essay--albeit after she had published her book,
received a prize for it from the ASA, and won tenure at the University of
South Florida. Still, she's convinced that deceiving her subjects was
indispensable to her project's success. "I know I did them an injustice,"
she says from her Tampa office. "But I couldn't have done the study any
other way. My study was predicated on my getting close to them, and if
you're constantly reminding people that you're not one of them, you can't
do that. They're afraid of the IRS, and I didn't want to make people
suspicious of me." 

Unlike Ellis, a significant number of sociologists who have engaged in
deceptive research remain unrepentant. This group insists there is nothing
unethical about deceiving one's subjects to a greater or lesser extent in
the name of scientific research. Those who defend deceptive techniques
claim subterfuge is sometimes the only way to elicit information from
deviant and marginal groups--or from socially powerful groups that can
otherwise justify secrecy. Defenders of deception typically use a
cost-benefit analysis: If the deception doesn't hurt anyone very much and
the payoff in data is high, covert research is worth doing.

Richard Leo's essay in the Spring 1995 issue of The American Sociologist
made precisely this argument--in defiant, provocative language. Leo, then
an assistant professor of sociology at the University of Colorado, boasted
that he "consciously reinvented" his "persona" in order to gain admission
into police interrogation rooms for research on his UC-Berkeley
dissertation. Leo's larger point was that sociologists should have an
evidentiary privilege--like doctors and lawyers--so they are not obliged to
testify in court about what they see and hear in the field. But what struck
many of his readers was his ardent defense of certain deceptive techniques.
Leo declared that he had feigned conservative views (support for the death
penalty, opposition to abortion and homosexuality) and had described his
intimate relations with women in the same crude language he heard the cops
use. In describing the ideological mask he had donned in order to study the
ways officers question suspects, Leo proudly compared himself to
"confidence men who wish to set up their marks." Leo's article had a
crusading tone: He depicted police forces as deviant groups analogous to
criminal gangs who broke laws (in the case of the police it was the Miranda
rule and other constitutional protections) and required extreme measures to
infiltrate.

Leo's essay provoked an angry counterblast from the eminent Yale
sociologist Kai Erikson, who accused him of engaging "in a degree of deceit
that is more widely known in espionage than in social research." As a
graduate student during the 1950s, Erikson's own ethical standards had been
less rigorous. He had applied for, but failed to receive, a position on a
team of undercover social investigators led by the sociologist Leon
Festinger whose mission was to infiltrate a doomsday cult by lying about
their professional identities and pretending to be believers. (The project
resulted in a famous 1956 book by Festinger and two colleagues, When
Prophecy Fails.) Soon after, Erikson changed his views about deceit and
took an absolutist stance against it, a position he has held ever since.
His arguments are both ethical and practical: It is morally wrong to lie,
and it also tends to distort research. (By assuming a false persona, for
instance, the sociologist forecloses opportunities to collect more complete
information through direct questioning.) 

Yet, as even Erikson was forced to acknowledge, Leo's case hardly
constituted the most egregious example of deceptive fieldwork. After all,
Leo had informed the police department (in a city that he calls "Laconia")
that he was a sociologist, and he had provided the officers with an
accurate written description of his project. However, he also cut his hair
short, shaved off a budding beard, and put on a coat and tie before he
headed for the station--which for him was decidedly out of character. He
might simply have been following the dictate of Erving Goffman, who
declared in his 1959 sociology classic, The Presentation of Self in
Everyday Life, that everyone is always role-playing and there is no such
thing as one's true self. "I didn't lie to them about my views," insists
Leo, who now teaches at UC-Irvine. "I just didn't try to argue with them
when they raised the question of abortion or homosexuality. They'd say,
'You're not against the death penalty, are you?' And I'd just laugh. I know
I gave the impression that I agreed with them. I just wanted them to think
I was a normal person. From their point of view, a normal person was a
conservative." 

Of course, it is possible that Leo, a self-identified Berkeley graduate
student in sociology, fooled no one on the Laconia force with his Joe
Sixpack impersonation. "These guys have fantastic bullshit detectors, if
you'll pardon my French," says Robert Jackall, a sociology professor at
Williams College who spent more than five years prowling crime-ravaged
precincts with New York City detectives as he researched his latest book,
Wild Cowboys (Harvard, 1997). Jackall maintains that he did not need to use
deception to go where he wanted, including interrogation rooms. "I just
adopted the persona given to me by the police," he says. "They dubbed me
the professor. They were teaching me, and they loved the symbolic reversal.
I didn't have to penetrate anything."

Leo's response is that Jackall, a middle-aged tenured professor at a
well-endowed liberal arts college, had time and job security on his side,
which enabled him to dispense with deception, whereas he, Leo, a penniless
doctoral candidate working on a law degree at the same time, could not
afford to spend more than the five hundred hours he gave to his fieldwork
in Laconia. "I was a full-time student in my twenties, and I just didn't
have that kind of time," says Leo. "I had to get inside those interrogation
rooms."

But many of Leo's colleagues aren't buying this kind of reasoning. The
Leo-Erikson debate, which continued through several issues of The American
Sociologist, resulted in a panel discussion on the morality of deceptive
research when the thirteen-thousand-member ASA met for its annual
convention in August 1996. Then, this past May, the ASA voted in favor of a
new code of ethics that specifically addressed deceptive research
techniques for the first time. The new protocol requires sociologists to
obtain their subjects' informed consent "when behavior of research
participants occurs in a private context where an individual can reasonably
expect that no observation or reporting is taking place." Further, it
explicitly bans tape-recording and videotaping without subjects'
permission, as well as the use of assumed identities. Despite its
hard-hitting rhetoric, however, the ethics code contains a loophole: A
sociologist may obtain a waiver (from his university or the ASA) for all
these constraints.

AFTER the publication of Fisher Folk, Carolyn Ellis was wholly unprepared
for her subjects' backlash. She hoped that the Guineamen would never learn
of the book's existence. Although she traveled annually to the tidewater to
update her research and to visit friends among the residents, she kept mum
about her monograph. "They can't read," she says. "I never took the book to
them. I didn't know how to deal with it, and I hoped they would never see it."

Perhaps she underestimated the literacy rate in Fishneck. (In Fisher Folk,
she puts it at 50 percent.) She certainly underestimated the wrath of
Victor Liguori, one of her former professors at William and Mary. A
specialist in maritime sociology, Liguori has spent thirty years or so
working on a still-unfinished magnum opus about Guinea. He knows many
residents on the peninsula, and it was he who introduced Ellis to her first
Guinea contacts, as part of his custom of taking interested students with
him on his research excursions. Ellis sent Liguori a copy of Fisher Folk
upon its publication--with an acknowledgment of his help, for he had shared
his research notes with her. What happened after that is a matter of some
dispute.

 Ellis contends that Liguori, perhaps in a fit of  professional jealousy
because she had poached on his  academic preserve, read the most damning
passages of  Fisher Folk aloud to the Guinea unlettered, suppressing
everything positive she had to say about them and  generally stirring up
trouble. In her 1995 article, Ellis gave Liguori a pseudonym, "Professor
Jack." Comparing him to a Pentecostal preacher on a Bible-thumping binge,
she speculated: "Was he envious because he never finished his manuscript?
Was any of his outrage justified? Or had he gone mad?" Liguori maintains
that several Guineamen had obtained copies of the book, and others--who
heard about it--contacted him and asked him to send them particular
sections. Most of the Guineamen, he insists, read the book on their
own--and then "went ballistic." 

In any event, a friend eventually tipped off Ellis that several Guineamen
were upset about her book, and she hastened to the marshes to beg for
forgiveness. According to Ellis, after some angry exchanges about factual
errors, geographical discrepancies, and broken confidences, nearly all her
favorite Fishneckers forgave her. Liguori, however, contends that the
Guineamen are unlikely to pardon Ellis so quickly. "One woman came up to me
a month or two ago and asked, 'Is it true that she had bad things in there
about the girls?'" Liguori told me in September. "And I still can't take
one of my students into the marshes, especially if she's a young,
attractive woman. Someone would say, 'Is she going to be another Carolyn
Ellis?'" The Guineamen aren't the only ones who may be permanently shaken.
Ellis herself hasn't done any fieldwork since completing her book. Her
remorseful 1995 essay is representative of the work that has occupied her
for the last twelve years: auto-ethnography--in which the subject is
primarily the sociologist herself. 

MODERN American sociology dates back to the 1920s, when the field, just
beginning to get its bearings in this country, was regarded as a dubious
European import. At the time, the discipline's stronghold was at the
University of Chicago, where Robert Park eschewed the largely theoretical
musings of his European predecessors--such as Max Weber--in favor of
fieldwork based on long-term observation of one's subjects as they engage
in social interaction. In Park's day, the possibility that a researcher at
a local pub or political meeting might disguise his identity was virtually
unthinkable.

Indeed, the ethics of deceptive research did not become a controversial
topic in the profession until 1958. The occasion was a massive Cornell
University study of participatory democracy in a local community and its
unanticipated spin-off book, Small Town in Mass Society, co-written by a
former project employee, Arthur J. Vidich. The project sent teams of
graduate students into Candor, NY, pop. 2,500, to gather statistics. Vidich
moved to Candor in order to oversee data collection and supply a friendly
human face that would encourage village residents to cooperate with the
survey. Now a professor emeritus at New York City's New School for Social
Research, Vidich says that Cornell even advised him to join a local church.
Although he had no interest in religion, he gamely taught Sunday school.

As part of the study, Vidich was also supposed to gather material for a
more qualitative analysis of Candor's social structure. When he was hired,
his supervisors showed him the code of ethics they had drafted. Vidich read
it but "found nothing in it," he says today, "that related to the practical
exigencies of day-to-day fieldwork. The code of ethics was a statement of
intent, not a guide to conduct." (There was no provision for a participant
observer like Vidich himself, for example.)

After living in Candor for two and a half years, he took a job in Puerto
Rico, and, together with Joseph Bensman, another sociologist, used what he
had learned to write Small Town.. The book, which referred to Candor by the
pseudonym "Springdale" and read like a Sinclair Lewis novel, exposed the
political machinations of a clique of Springdale businessmen who ran the
town behind its facade of folksy democracy. Springdale was supposed to be
proudly self-reliant and scornful of urban ways, but Vidich and Bensman
pointed out that the town relied heavily on federal and state intervention
and was pervaded by mass culture. As they elaborated Springdale's political
and social structure, Vidich and Bensman described specific townspeople and
the roles they played. Although the sociologists did not use anyone's real
name, it was clear to everyone in Candor who these figures were. The book
became a local best-seller, à la Peyton Place--and a source of general
outrage among residents. Vidich was hanged in effigy, and the village's
Fourth of July parade featured a float carrying an image of him bending
over a manure spreader.

For many years afterward, sociologists, who feared that Vidich's conduct
had jeopardized the field's newfound respectability, argued over whether he
had done anything wrong. On the one hand, everyone in Candor knew he was
the field director of a Cornell research project. On the other hand, many
Candor residents might have thought (and been encouraged by Cornell to
think) that the project consisted solely of the field-workers' demographic
survey.

In the end, sociologists failed to resolve the ethical questions that
Vidich's course of action raised. "You have to remember that things are
never quite all they seem," says Jackall, a close friend of Vidich's.
"Research subjects are also trying to use the research for their own
agendas and aggrandizement. People simply forgot that [Vidich] was a
researcher." Vidich himself remained unrepentant. In a 1964 essay
(reprinted in later editions of Small Town), he railed against imposing
ethical restraints on social scientists. "It would be dangerous for the
freedom of inquiry," he wrote, "if the formalized ethics of bureaucracy
prevailed or predominated in all research." 

 THE deception debate shook the profession a  second time in 1970, and this
time the fallout  left permanent damage--at least in one  well-regarded
sociology department. That year,  Laud Humphreys, an Episcopal
priest-turned-sociology graduate student at  Washington University in St.
Louis, published  Tearoom Trade, a study of homosexual  encounters in men's
rooms (called "tearooms"  in gay slang) at public parks. To gather data for
 his doctoral dissertation on rest-room sex,  Humphreys pretended to be
gay, and assumed the role of voyeur and "watchqueen"--or lookout--for the
police. He also wrote down the license-plate numbers of participants in
order to obtain their names and addresses. Then he waited a year, disguised
his appearance, and interviewed about fifty of the tearoom regulars at
their homes (sometimes in the presence of their wives and children), on the
pretext of administering a social health survey. His descriptions of this
second encounter made it possible that many of the men and their families
would recognize themselves once the dissertation was published as a book.
Humphreys cited situation ethics--the application of rules of conduct on a
case-by-case basis, a popular topic at theology schools during the late
1960s--as a justification for his modus operandi. The controversy over
Humphreys's covert techniques ultimately spelled the end of sociology at
Washington University. There was talk of revoking Humphreys's doctorate,
and one well-known member of the department, Alvin Gouldner, delivered a
blow to Humphreys's head that hospitalized him overnight. As a result,
Gouldner was stripped of his title, Max Weber Research Professor of Social
Theory. The sociology department never recovered from the demoralization
brought on by the Humphreys incident, and, in 1989, the university
disbanded the program.

Alarmed by increasing reports of unethical research practices on campuses,
the Department of Health, Education, and Welfare (HEW) issued a stern
report on sneaky bio-medical and behavioral research in 1978. The report
came in the wake of the St. Louis scandal and adverse publicity over the
filmed experiments that Yale psychologist Stanley Milgram carried out
between 1960 and 1963. In his most famous work, Milgram told volunteers
they were participating in a learning experiment in which they would
"punish" (by means of remote-control electric shocks of ever increasing
voltage) students in another room who failed to match word pairs correctly.
The shocks were imaginary; Milgram was actually testing the volunteers'
willingness to follow orders, which many of them did punctiliously.
Milgram's film of his experiments, grainy black-and-white footage aptly
titled Obedience, depicts its unwitting subjects as analogous to Nazi
concentration-camp guards. It is shown to this day in many undergraduate
classrooms.

The HEW report led to federal regulations requiring all scientists who use
government funds to conduct research on human beings to clear their
procedures with institutional review boards or human-subjects' committees
at their universities. The boards are supposed to ensure that subjects give
informed consent and to approve any exceptions to this rule. (Richard Leo,
for example, got permission from UC's Human Subjects' Committee for his
dissertation research on police forces.) The new ASA ethics code advises
sociologists seeking waivers of its informed-consent and deceptive-research
guidelines to clear their projects even when they are not using federal
money. 

THE CREATION of human-subjects' committees and the ASA's ethics protocol
may force researchers to think twice before using deceptive techniques on a
project. But neither innovation addresses the bigger questions that have
dogged sociologists for years: When is deception of subjects permissible in
social-science fieldwork? Should it ever be? 

"We do cost-benefit analyses to justify deception," says Yale's Kai
Erikson. "But most often it's we who get the benefit and they who pay the
cost. There have been sociologists who have gone into religious groups or
Alcoholics Anonymous. We don't know how much harm it does to research
subjects. There are some people who say, 'I'm doing it for the sake of
science.' They're doing it for themselves. One of the things that I've
noticed is that people who disguise themselves are always looking at groups
less powerful than they are. If a doctor pretends to be a patient, that's
all right, we say. But if a patient pretends to be a doctor, he'll get
arrested."

Erikson's observation clearly applies to Ellis's relationship with the
generally less educated, rural Guineamen, but not all researcher-subject
relationships favor the more powerful party. Before starting to work on
Wild Cowboys, for example, Robert Jackall published Moral Mazes (Oxford), a
1988 study of managerial ethics at a large (and pseudonymous)
chemical-manufacturing company. Jackall ran into trouble starting his
research because thirty-six corporations had flatly turned down his request
to study ethics on their premises. As a desperation measure, he worked with
a public-relations expert to devise a project description that would sound
acceptable to a CEO. Eventually, he found his way into a chemical company
that encouraged him to study the effect of chlorofluorocarbon regulation on
corporate practices. Jackall took a crash course in chemistry from a fellow
Williams professor, and he was soon inside the corporate doors asking
questions about ethics. 

His findings appeared first in a 1983 article in the Harvard Business
Review and later in his book. Jackall concluded that the main "ethic"
governing managerial practice was self-interest: protecting one's derriere
and furthering one's career. He also found that organizational life was
indeed a maze, a thicket of never-ending status jockeying and euphemistic
doublespeak. (He included a glossary of job-performance-evaluation lingo,
in which "quick thinking" meant "offers plausible excuses," and "requires
work-value attitudinal readjustment" meant "lazy and hardheaded.") Jackall
started receiving phone calls from managers deep within the company (and
other companies) congratulating him for his acuity, but the top dogs
demanded to know why he had been allowed on the premises. "All the managers
had to do was pull my proposal out of the file and say, 'We thought he was
here to study chlorofluorocarbon regulation,'" explains Jackall, adding
that what looks like deception can sometimes be part of an elaborate
linguistic code in which no one is really fooled and nearly everyone is
satisfied--not least because there is always someone else to blame for the
researcher's unflattering revelations. 

Nonetheless, Kai Erikson maintains that deception of any kind is bad for
the profession. "It jeopardizes the reputation of all the rest of us when
some of us sneak around," he says. "And it's also very poor research." In
her 1995 essay, for example, Ellis conceded that some of her book's ribald
facts about the Fishneckers' sex lives might have been tall tales. There
are other, more horrifying stories of deception gone awry: sociology
graduate students who checked themselves into mental hospitals or joined
cults--only to discover that the people they were observing were other
sociology graduate students. 

After infiltrating the UFO cult that evolved into Heaven's Gate, Robert
Balch, a sociology professor at the University of Montana, came to
conclusions similar to Erikson's about the morality and practicality of
undercover research. Ironically, Balch's concern was not about unfairly
harming his subjects but about inadvertently helping them advance an
ethically dubious cause. In 1974, he became intrigued by the
flying-saucer-obsessed organization, which he thought might be linked with
the disappearance of twenty young people in Oregon. The following year, he
and a graduate student approached members of the group as researchers with
some general questions. When the cult refused to cooperate, Balch and his
student spent two months posing as members, traveling with the cult from
town to town in the West as it promoted its beliefs to susceptible crowds.
"We were expected to do things that we didn't want to do," Balch recalls.
One evening he was obliged to promote the cult to an audience of ninety
people. On another occasion, he found himself talking to a couple who had
driven thousands of miles looking for the UFO group. "They had a kid,"
Balch recalls, "and I had to tell them, 'If you join the group, you have to
leave your kid behind.' That was enough to persuade them not to join--but
what if they'd decided to give up the kid?" 

As undercover investigators, Balch and his student were subjected to the
same unwritten rules that bound everyone else in the cult: no idle
socializing (all references to one's past life were forbidden). "We had to
take notes in the bathroom stalls, so we had to get up early and write them
down on little scraps of paper," says Balch. "I came away with the feeling
that it wasn't ethical, and it wasn't the best way to get accurate
information. I wouldn't trade the experience for anything, but on every
other study that I've done, I've identified myself as a sociologist."

In the end, despite troubling experiences using deceptive techniques, few
sociologists believe in hard-and-fast bans on covert research. Erich Goode,
a sociology professor at SUNY-Stony Brook who sat on the ASA's
deceptive-research panel in 1996 with Erikson and Leo, says that the
decision boils down to a trade-off: "Less-than-complete honesty versus
getting the information. Do you announce up front that you're a
sociologist, say, when you're studying drug dealers?" Goode believes social
scientists should be free to make the trade-off at their own discretion.
Accordingly, he has not sought federal funding (with its accompanying
constraints) for one of his favorite covert research projects: placing
bogus personal ads in order to study the sociology of mate selection. In
one experiment, he placed four different ads in four different
publications, two purporting to be from women seeking men and two
purporting to be from men seeking women. To do this, he invented four
personae: a beautiful waitress, an average-looking female lawyer, a
handsome taxicab driver, and an average-looking male lawyer. One need not
be a sociologist to guess the breakdown of the nearly one thousand
responses, the majority from men, that Goode received (and tabulated in
several scholarly articles). The beautiful waitress was the overwhelming
favorite for male respondents; women preferred the average-looking male
lawyer (but not by so great a margin). Originally, says Goode, "I tried to
do this kind of research aboveboard. I wrote to a couple running a
newsletter focusing on personal ads and explaining that I was a
sociologist, but I got no reply."

GOODE'S attitude--that the knowledge gained can sometimes justify the
deceitful means--may not dominate the profession today, but it represents a
powerful challenge to absolutists like Kai Erikson. And it represents a
faction of sociologists who are unlikely to be content with the ASA's
stringent professional guidelines or with guilty, after-the-fact
conversions like Carolyn Ellis's. As for Ellis, she has switched her main
appointment at South Florida to communications (although she has retained a
joint appointment in sociology). Her current projects fall under the
rubrics of either auto-ethnography or "emotional sociology"--a brand-new
subfield in which, as she describes it, the "emotionality of the
researcher" plays a central role in the study. 

 In her recent essays, Ellis puts many of the emotional  events of her life
on display, including her abortion and  her brother's death in the Air
Florida crash of 1982. In  1995 she published her most ambitious piece of
auto-ethnography to date, Final Negotiations (Temple).  Nearly twice as
long as Fisher Folk, the book is a grim,  often poignant account of her
tempestuous nine-year-plus relationship with Eugene Weinstein, the late
chairman of the SUNY-Stony Brook sociology department. Weinstein was
already dying of emphysema when Ellis met him in 1975 at a faculty party,
where he passed her a toke and a kiss even though he had arrived with
another woman. He had a tangled marital and romantic past (he and Ellis
collaborated on an article on jealousy in open relationships). Two months
after their marriage, in 1985, he died.

Ellis's book chronicles many details that might seem too tragic or intimate
for other writers: LSD trips, sex with an oxygen tank in the bed,
Weinstein's gradual mental decline, and his painful difficulties with
elimination during his last days. Besides being fearfully ill, Weinstein
was a demanding, complaining patient who could not stand to be alone. Ellis
gritted her teeth and endured it--and then told it all in her book.
Weinstein, she says, fully supported the project.

The sociologist who once practiced her profession by telling the secrets of
people she had deceived in order to get close to them is still telling
secrets. This time, however, the secrets are mostly her own or belong
tothose closest to her. For Ellis, auto-ethnography is a solution to the
ethical quagmire surrounding deceptive research. But many sociologists are
likely to find it an impractical one. Is researchyng oneself instead of
observing others rather too high a price to pay for ethical purity?"

Charlotte Allen is a contributing editor of Lingua Franca. Her book, The
Human Christ: The Misguided Search for the Historical Jesus, is forthcoming
from The Free Press. 

Copyright © 1997 Lingua Franca,Inc. All rights reserved. 


Louis Proyect

(http://www.panix.com/~lnp3/marxism.html)



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