Dear SIG members,

A new proposal "prop-163-v001: Enhancing WHOIS Transparency and Efficiency 
Through Referral Server Implementation" has been sent to the Policy SIG for 
review.

It will be presented at the Open Policy Meeting (OPM) at APNIC 59 on Wednesday, 
26 February 2025.

    https://conference.apnic.net/59/programme/programme/index.html#/day/8/

We invite you to review and comment on the proposal on the mailing list before 
the OPM.

The comment period on the mailing list before the OPM is an important part of 
the Policy Development Process (PDP). We encourage you to express your views on 
the proposal:

  - Do you support or oppose this proposal?
  - Does this proposal solve a problem you are experiencing? If so,
    tell the community about your situation.
  - Do you see any disadvantages in this proposal?
  - Is there anything in the proposal that is not clear?
  - What changes could be made to this proposal to make it more effective?

Information about this proposal is appended below as well as available at:

    http://www.apnic.net/policy/proposals/prop-163

Regards,
Bertrand, Shaila, and Ching-Heng
APNIC Policy SIG Chairs

-----------------------------------------------------------------------------------

prop-163-v001: Enhancing WHOIS Transparency and Efficiency Through Referral 
Server 
Implementation

-----------------------------------------------------------------------------------

Proposer: 
Tsungyi Yu ([email protected])


1. Problem statement
-------------------------
The current APNIC WHOIS system does not address the following issues:

1. Inconsistent queries after resource transfers:
When an ASN is transferred from APNIC to another RIR (e.g., RIPE NCC or ARIN), 
the IANA database query still points to APNIC WHOIS. This results in missing or 
incorrect data, requiring users to manually query the appropriate authoritative 
WHOIS database.

2. Challenges in querying NIR second-level allocations:
Some NIRs manage their resource allocation independently. When resources are 
allocated to their members, the data may be stored only in the NIR’s local 
system without corresponding updates in the APNIC database. The existing WHOIS 
query mechanism cannot automatically redirect to the specific NIR WHOIS 
database, reducing transparency and efficiency.

3. Lack of transparency for downstream allocations:
When resources are further allocated to end users (e.g., enterprises or other 
organizations), the current WHOIS system cannot automatically provide this 
allocation information. Redirecting queries to the customer-maintained servers 
could significantly reduce communication overhead and improve accuracy.

2. Objective of policy change
----------------------------------
By implementing WHOIS Referral Server support:

- Queries for transferred resources (e.g., ASN or IP addresses) will be 
automatically redirected to the appropriate RIR database.
- NIR allocations can be seamlessly queried through a hierarchical system.
- Downstream allocation information will become accessible, enhancing 
transparency and traceability.

3. Situation in other regions
--------------------------------
AFRINIC: Does not yet support Referral Server functionality and relies on a 
centralized WHOIS system.

ARIN: Partially supports referral functionality, allowing queries to redirect 
to specific databases.

LACNIC: Operates a centralized WHOIS system without Referral Server support.

RIPE NCC: Implements similar hierarchical query capabilities and can 
automatically redirect users to relevant databases.

4. Proposed policy solution
--------------------------------
Based on RFC 2167 (Referral WHOIS Protocol Version 1.5), the following 
improvements are proposed:

1. Enable Referral WHOIS Protocol
Modify the APNIC WHOIS system to support a Referral Server mechanism as defined 
by RFC 2167:

- Allow automatic query redirection to other RIR or NIR databases.
- Implement a hierarchical and distributed query mechanism to reduce the burden 
on a single server.

2. Collaborate with NIRs for second-level allocations
Standardize interfaces for NIRs to register and expose their allocation data, 
enabling direct query support.

3. Support downstream customer allocations
Encourage resource holders (e.g., ISPs) to register detailed downstream 
allocation information, enabling transparent queries through the Referral 
Server system.

5. Advantages / Disadvantages
------------------------------------
Advantages:
- Improved query consistency and accuracy: Users can directly access the most 
updated and authoritative information.
- Increased efficiency: Eliminates the need for manual queries or multiple 
redirections, enhancing user experience.
- Transparent allocation processes: Supports NIR and customer-level allocation 
queries, increasing resource transparency.

Disadvantages:
- Implementation costs: Initial setup may require system upgrades and 
architecture changes.
- Technical challenges: Compatibility among systems across different layers and 
regions must be ensured.


6. Impact on resource holders
-----------------------------------
- APNIC’s WHOIS system would require technical upgrades to implement the 
Referral Server functionality, incurring development and testing costs.
- Resource holders (ISPs, NIRs, etc.) may need to update their allocation data 
and expose necessary query interfaces to support hierarchical management.
- This policy is expected to reduce the query burden on APNIC and facilitate 
more efficient resource management.

7. References
----------------
RFC 2167: Referral Whois (RWhois) Protocol V1.5
https://www.rfc-editor.org/rfc/rfc2167
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