First - let me say IANAL.

Second - let me say that investors want to see a 'normal' corporate
structure. I would personally be worried about buying into a unit
trust. Investing, I want to buy normal shares in a normal company. Now
I may buy those shares with _my_ unit trust, but that's up to me.
Similarly the founders may have their own trusts that own their shares
in the company, but I wouldn't do the investment at the trust level.
I'd want the normal share controls (board, shareholders agreement,
ASIC rules etc) to be in place to protect my shareholding.

Sorry if I misunderstood - just chiming in with my $0.02.

m

On Tue, Dec 23, 2008 at 9:44 AM, Simon Gilligan <[email protected]> wrote:
> Many thanks for that Geoff and Elias,
>
> Lots of detail!
>
> From what I can see, a Unit Trust seems the way to go. Especially for a
> startup where it's all about the capital gain. If we can minimise taxing
> that .. why wouldn't you? If an investor balked at buying into a Unit Trust
> rather than a company .. perhaps they aren't the right investor to get
> involved? From what I understand, one drawback of a UT though, is earnings
> must be paid out each year. With loan accounts the money can actually stay
> in the trust, but the tax must be paid at the recipient level .. sort of
> making it franked.
>
> I setup my business as a company, and now am thinking of restructuring. BUT
> as Geoff has pointed out, changing structures will cause tax events which if
> hefty enough, might stop me from going ahead. I'm still investigating.
>
> 2008/12/23 Geoff McQueen <[email protected]>
>>
>> Awesome advice and detail Elias.
>>
>>
>>
>> Since we're talking about setting up a company, I thought I'd share with
>> you another strategy I've heard of, which can be handy in an increasingly
>> litigious world:
>>
>> 1.       register a Pty Ltd company for trading,
>>
>> 2.       register another Pty Ltd company which owns 100% of the trading
>> company. This second company holds all IP and other valuable things for your
>> "business", and licences them to the trading company; and,
>>
>> 3.       then created a discretionary trust which owns all of the shares
>> in the holding company, where you act as the trustee.
>>
>>
>>
>> If you want even more power/protection, you can make yet another company
>> the trustee of the discretionary trust.
>>
>>
>>
>> Most of this is for asset protection reasons since directors keep coming
>> under more and more risk these days. In the example, getting sued in the
>> trading company wouldn't cause as much damage because the IP and trademarks
>> are held by the holding company, which could choose to licence them
>> somewhere else if the trading company got into trouble. And, from a tax
>> perspective, the discretionary trust could channel dividends or capital gain
>> benefits from the holding company to whomever they like, as per Elias'
>> suggestion.
>>
>>
>>
>> The benefit of having a corporate trustee is that another
>> non-natural-person is in control of the trust, providing still more asset
>> protection; you don't need to own shares in this entity, just have control
>> over it, which is an asset protection thing.
>>
>>
>>
>> In terms of selling shares in your business by raising a round or
>> something, you would trade in securities in the Holding company – the trust
>> effectively remains your own asset holding vehicle, again, providing asset
>> protection since you're likely to be the director and facing liability for
>> the "risky" (even though they shouldn't be) activities of the trading
>> entity, providing directors guarantees and so on and so forth.
>>
>>
>>
>> This might sound a bit over the top and complicated, and it probably is,
>> but from the advice I've gotten, one of the risks of just going in and
>> registering a company and being a director and holding the shares in your
>> own name as a natural person is changing the ownership to a discretionary
>> trust later triggers (I think) a capital gains tax event, which you
>> certainly don't want to have happen – you'll be paying tax on the change in
>> the paper value of the business, even if you've just sold it to yourself and
>> you're still ploughing all revenues back into growing the company, creating
>> quite a headache. However, setting it up right the first time just requires
>> a few more bits of documentation: you can even do your tax for the two Pty
>> Ltd companies as a consolidated entity if you like, reducing reporting and
>> audit/accounting costs, particularly while you're starting up.
>>
>>
>>
>> In terms of discretionary vs. unit, I can't imagine having a "company"
>> (where the concepts of relative equity through shareholdings) happens with a
>> discretionary trust. As the name suggests, the spreading of income –
>> equivalent to "dividends" – is at the discretion of the trustee, which would
>> make it close to impossible to have more than one shareholder (I believe); a
>> unit trust on the other hand has "units" which can be thought of as shares,
>> so knowing the difference between the two is important.
>>
>>
>>
>> Finally, one thing you might want to consider in all of this is how is
>> "looks" or "smells" to people who might want to get involved down the track
>> as investors or lenders. Going to a bank with a company structure is likely
>> to be more straight forward – particularly in these times with suspicious
>> lenders – than going in with a trust – unit or discretionary. This probably
>> isn't the case with more sophisticated lenders, but with banks looking for
>> anything as a reason to raise your risk profile, I'd be keeping that in the
>> back of my mind.
>>
>>
>>
>> While often posts on this list end with "make sure you get professional
>> advice", this is one area where it really really really is important.
>> Changing structures can cause CGT and other tax events, and as Elias
>> mentioned, the plans for the future with income from off-shore and
>> beneficiaries (or shareholders) also being offshore can make a real
>> difference, so a dollar invested now is likely to be well worth it if your
>> business ends up kicking on. Contact me off-list if you'd like a few
>> recommendations on people to talk to.
>>
>>
>>
>> Geoff
>>
>>
>>
>> From: [email protected]
>> [mailto:[email protected]] On Behalf Of Elias
>> Bizannes
>> Sent: Tuesday, 23 December 2008 1:33 AM
>> To: [email protected]
>> Subject: [SiliconBeach] Re: Unit Trust vs Company
>>
>>
>>
>> Ah crap - I made a mistake. Even though I mentioned unit trust, I actually
>> described the benefits of a discretionary trust. You don't get that
>> flexibility with a unit trust, although it still holds that the income
>> distributed keeps its character - so if you distribute non-Australian income
>> equally to the unit holders, a person who is a non-resident wouldn't pay
>> tax. For those that don't know, a unit trust is where people hold units in
>> the trust and receive distribution in accordance to how many units they
>> have; a discretionary trust allows the trustee more flexibility to determine
>> who get what.
>>
>> What I described about the CGT discount is still correct and the main
>> reason why trusts are better over companies.
>>
>> On Tue, Dec 23, 2008 at 1:12 AM, Elias Bizannes <[email protected]>
>> wrote:
>>
>> Unit trust is taxed at the hands of the receipients, which gives you
>> flexibility in shuffling the tax burden - whereas a company is simply taxing
>> income equally and distributed to shareholders without consideration for
>> their individual tax situation. So for example, you could distribute
>> overseas income to your non-Australian business partner and avoid tax
>> legally (as it's a non-resident deriving non Australian sourced income;
>> under a company this would be taxed as it's a resident for tax purposes and
>> therefore the income is assessable) and you could distribute up to 6k to
>> several people in your family who don't work as that will be tax free due to
>> the personal threshold (again, under a company, that'd receive the post
>> taxed dividends). In terms of capital gain, this is included in an
>> individuals personal tax situation (CGT does not occur at a partner level
>> for example; it occurs at the marginal rate of tax at the individual level).
>> So going on the above example, you can distribute overseas gains to
>> non-Aussie residents to avoid paying tax, etc.
>>
>> Also, with CGT on individuals & trusts they get a better discount (50%)
>> than companies when calculating the gain (companies don't get the discount).
>> There's another method called indexation when determinining what the capital
>> gain is, but this only applies to assets pre 1999, and which is equal across
>> the board - so no difference between trusts and companies under that method.
>>
>> I wouldn't point this out for startups as it's more a case for longer term
>> businesses, but for completeness of knowledge, small businesses get a series
>> of discounts on CGT.
>> http://www.ato.gov.au/busineses/pathway.asp?pc=001/003/089/001/007&mnu=&st=&cy=1&mfp=
>>
>> I hope that helps.
>>
>> Elias Bizannes
>> Mobile: +61 412 338 508
>> E-mail: [email protected]
>> DataPortability.Org - SiliconBeachAustralia.Org
>>
>> Chat: Skype: elias.bizannes
>>
>>
>>
>> On Tue, Dec 23, 2008 at 12:26 AM, Simon Gilligan <[email protected]>
>> wrote:
>>
>> Hi all,  if you were setting up a new company tomorrow, would you
>> setup as a unit trust or company? Recent advice I've had is that a
>> unit trust is a better vehicle with better tax control over capital
>> gain. Is there any experience out there regarding this?
>>
>>
>>
>> --
>> Elias Bizannes
>> http://liako.biz
>>
>>
>> --
>> Elias Bizannes
>> http://liako.biz
>>
>>
>>
>
>
>
> --
> Simon Gilligan
> APPLEBOX
> e. [email protected]
> p. 9486 7342
> w. http://applebox.com.au
>
> >
>



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