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------- Forwarded Message Follows -------
Date sent:              Tue, 27 Jun 2000 14:17:07 +0200
To:                     Steven Clift <[EMAIL PROTECTED]>
From:                   Hans Klein <[EMAIL PROTECTED]>
Subject:                YOKOHAMA STATEMENT ON CIVIL SOCIETY AND ICANN ELECTIONS

[Dear Steven, I believe this document would be of interest to readers
of the DO-Wire list. Cheers,Hans]

I am writing to share with you the draft "Yokohama Statement on Civil
Society and ICANN Elections"  ("Yokohama Statement"). CPSR has
prepared this with the assistance of individuals from around the
world (see the signatories list) and as part of its participation in
the Internet Democracy Project (also below).

The Yokohama Statement identifies specific steps to render Internet
governance more democratic.  The issues in it are directly relevant
to the upcoming At Large Elections of the Internet Corporation for
Assigned Names and Numbers.

The Statement will be finalized at the Civil Society Forum on July 13
in Yokohama Japan.

Please join the discussion as global civil society participates in
the first elections in cyberspace!

Sincerely,
Hans Klein
Chair,
Computer Professionals for Social Responsibility (www.CPSR.org)
Participant, Internet Democracy Project (www.internetdemocracy.net)

         *********************************

                     Draft

              Yokohama Statement
                      on
        Civil Society and ICANN Elections


                  27 June 2000

           Internet Democracy Project

        http://www.internetdemocracy.net
     http://www.cpsr.org/internetdemocracy



This draft document articulates a civil society perspective on the
Internet Corporation for Assigned Names and Numbers (ICANN) and
identifies issues for the upcoming At Large elections.

Civil society is a third sector of society alongside the state and
the market. Civil society supports freedom of association, freedom of
expression, participatory democracy, and respect for diversity.  A
vigorous civil society is also an important limit on the power of
governments and on the power of the commercial sector.

We encourage individuals and organizations to discuss this statement
internally and with others and to suggest improvements. This
statement will be further developed at the:
      Civil Society Forum
      Yokohama, Japan (ICANN Meeting)
      Thursday, 13 July 2000, 9:00-12:00
For more information see web sites above.  Comments can also be
submitted to Computer Professionals for Social Responsibility (CPSR)
at <[EMAIL PROTECTED]> .

Initial signatories (individuals):
Karl Auerbach
  Individual Domain Name Holders Constituency (USA)
Chris Bailey
  Internet Rights Campaign
  Association for Progressive Communications (APC) (UK)
Tracy Cohen
  LINK/Wits University (South Africa)
Marc Holitscher
  Unit for Internet Studies (Switzerland)
Tomoya Inyaku
  JCA-NET (Japan)
Hans Klein
  Computer Professionals for Social Responsibility (CPSR) (USA)
Norbert Klein
  Open Forum of Cambodia (Cambodia)
Veni Markovski
  Internet Society - Bulgaria (Bulgaria)
  ICANN Membership Implementation Task Force Chair for East Europe
Milton Mueller
  Syracuse University (USA)
Toshimaru Ogura
  Net-workers against Surveillance Task-force (NaST) (Japan)
Nii Quaynor
 Network Computer Systems (NCS) (Ghana)
Roberto Roggiero
  INTERCOM - Ecuanex (Ecuador)
Marc Rotenberg
  Electronic Privacy Information Center (EPIC) (USA)
Barry Steinhardt
  American Civil Liberties Union (ACLU) (USA)
Shinji Yamane
  Japan Chapter preparatory committee (Japan)
  Computer Professionals for Social Responsibility (CPSR)




             Yokohama Statement
                      on
        Civil Society and ICANN Elections



Guiding Values


1. ICANN must be representative.

2. ICANN must be transparent.

3. ICANN must use bottom-up processes.

4. Intellectual property rights are not privileged over other rights.


5. ICANN must limit itself to technical policy-making.

6. The domain name space is not an exclusively public resource.

7. Artificial scarcity and centralization should be avoided.

8. ICANN must respect privacy.

9. Costs should be minimal and equitable.


Issues in the ICANN Elections


1. ICANN must be representative.


ICANN currently suffers from a democracy deficit. Since its creation
in 1998 and continuing to the present, the commercial sector has had
disproportionate representation on the Board of Directors.  The
democracy deficit will continue at least until all At Large Board
seats are filled by elected representatives.
· All At-Large Board seats should be filled by election as quickly as
possible.
· Any policies passed by a Board that is not fully representative
should be subject to an annual vote of reauthorization ("sunset
provision").
· ICANN should embrace the membership provisions of its bylaws.
Election procedures should be made more open, barriers to candidacy
reduced, and full rights of membership should be recognized. In
particular, provisions that attempt to weaken the legal rights of
members should be removed from the by-laws.
· Internet users in many developing countries have Email but not web
access. ICANN membership should be possible (and easy) with just an
Email connection.
· The Domain Name Supporting Organization (DNSO) should restructure
its constituencies to reduce the disproportionate representation
given to business and intellectual property interests.
· The DNSO should recognize new constituencies, including an
Individual Domain Name Holders constituency, a developing countries
constituency, and a small business constituency.


2. ICANN must be transparent.


Information-sharing should be maximized before, during, and after all
ICANN decisions.
· ICANN should make available records of the process and content of
all decisions, except those pertaining to personnel or to the
negotiation of contracts.
· The cash flow structure of ICANN should be made public. A strict
lineal path should be established between expense request,
authorization, issuance of purchase order, receipt of invoice,
delivery, and payment.
· ICANN should publish a report with each of its decisions that
explains how the action being taken fits within ICANN's scope and how
the decision was created by an open and transparent process based on
the consent of a majority of ICANN participants.


3. ICANN must use bottom-up processes.


ICANN is in danger of becoming an organization whose policies and
practices are determined by its staff. ICANN needs to rededicate
itself to its original conception as a decentralized, bottom-up
standards making organization.
· ICANN staff must show more respect for procedural safeguards and
checks and balances.
· The unelected Board seat reserved for ICANN's President should be
eliminated.  The entire Board should be democratically elected.
· ICANN should not select a new President until after the first round
of At Large elections.  Any candidate for the position of ICANN
President should not accept an offer until after the At Large
elections.
· No person or entity that played an active role in the creation of
ICANN should obtain any benefit from ICANN or be a party to any
contract with ICANN until 24 months have elapsed after that role has
ceased (no "revolving door" of personnel transfers between ICANN and
external partners.)
· No person who has been member of the board or has held an executive
office under ICANN should obtain any benefit from ICANN or be a party
to any contract with ICANN until 24 months have elapsed after that
role has ceased.


4. Intellectual property rights are not privileged over other rights.



The European Convention on Human Rights states, "Everyone has the
right to freedom of expression" (Article 10). ICANN should not
compromise the right of expression in order to protect the right of
property.
· DNS administration should not be leveraged to expand the scope of
intellectual property rights (IPR).  Civil law has been an adequate
vehicle for regulating property. Changes in the scope and nature of
international IPR protection should be made through national
legislatures and international treaties.
· Should DNS policy unavoidably intersect other policy areas, ICANN
should be equally mindful of rights, laws, and norms protecting free
expression, privacy, the public domain, and noncommercial use.
· The Uniform Dispute Resolution Policy (UDRP) passed in 1999 without
the representation or consent of Internet users should be subject to
review and vote of reauthorization.
· Intellectual property rights are best protected by establishing
special zones in the domain name space for trademark (e.g.
".trademark").


5. ICANN must limit itself to technical policy-making.


The power over Internet users inherent in DNS administration should
not be used to make public policy.
· IP address management and DNS root server management need not be
combined in the same organization. There are strong political,
organizational, and technical reasons to separate address management
from DNS policy making.
· ICANN must not be used as an instrument to promote policies
relating to conduct or content on the Internet.  Its by-laws should
explicitly recognize limitations on its powers in order to guard
against expansion of mission ("mission creep").


6. The domain name space is not an exclusively public resource.


The assertion that "the [domain] name space is a public resource" (by
ICANN's Governmental Advisory Committee) provides a basis for
excessive state control. Likewise, the "natural monopoly" model of
country code TLD (ccTLD) registries creates an opportunity for
excessive control.
· The domain name space is not an exclusively public resource.
Assertions of public control over zones in the domain name space need
explicit justification.
· Public resources in the domain name space need not be under the
control of national governments.
· Multiple, parallel, and possibly overlapping TLDs registries for
supra-national, national, sub-national, regional, cultural,
linguistic, and other social and political groupings should not be
excluded from the root. This is the basis of a vibrant civil society.



7. Artificial scarcity and centralization should be avoided.


Control points and artificial scarcity in DNS create barriers to
Internet access and foster regulation of users.
· The DNS root is a single point of failure on the Internet that
threatens operational stability.
· The single DNS root is a control point. ICANN should support the
evolutionary development of the DNS away from a centralized
architecture.
· ICANN should encourage the interconnection of the DNS with
alternate name spaces.
· Scarcity in domain names creates opportunities for control.
Expansion of the domain name space through the creation of new TLD
registries should be ICANN's highest priority.
· Expansion of the Internet domain name space should be unconstrained
(except for technical constraints -- to the extent that such
constraints exist.) Expansion through decentralization of the root
and growth in top level domains is especially desirable.
· The use of domain names as a marketing device to index content
creates excessive value in domain names and creates disincentives to
innovation. The technical evolution of DNS should not be unduly
inhibited by its use as a marketing technology by commercial users.

8. ICANN must respect privacy.


· ICANN's policies and internal procedures should adhere to Fair
Information Practices, based on the OECD Privacy Guidelines.
· ICANN's policies for domain name and address management should not
discourage the adoption of genuine privacy enhancing techniques or
undermine the right of anonymity.

9. Costs should be minimal and equitable.


Similar services delivered in different parts of the world can have
different value.  Likewise, users' ability to pay can vary
dramatically.
· ICANN's costs should be distributed in a manner that corresponds to
the costs caused by different users.
· Many costs have arisen from the high priority given by ICANN's
Board to address the concerns of commercial Internet users.  Costs
assessed to those users should reflect this.
· ICANN should at all times strive to minimize costs (e.g. rather
than holding Board meetings in business class facilities, ICANN
should use non-profit quality facilities.)
· ICANN should allow an outside audit of expenses, business
practices, cost controls, and accounting methods.  The standard of
evaluation should be that of public-benefit non-profit entities
rather than those of for-profit corporations.

####

For more information see:
        http://www.internetdemocracy.net
        http://www.cpsr.org/internetdemocracy




===================================================

  Hans K. Klein
  [EMAIL PROTECTED]
  http://www.prism.gatech.edu/~hk28/


  Chair, Computer Professionals
       for Social Responsibility (CPSR)
       http://www.cpsr.org

  Assistant Professor of Public Policy
       Georgia Institute of Technology
       http://www.spp.gatech.edu

===================================================




^               ^               ^                ^
Steven L. Clift    -    W: http://www.publicus.net
Minneapolis    -   -   -     E: [EMAIL PROTECTED]
Minnesota  -   -   -   -   -    T: +1.612.822.8667
USA    -   -   -   -   -   -   -     ICQ: 13789183


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