Hello from San Diego:


Ron Pickard asks:

    ... what specific requirements are there that positively 
    and unequivicably require NRTL Listing...

To my knowledge, there are two, independent sets of regulations 
that require third-party safety certification:

1)  OSHA (safety of electrical products in workplaces).
    -requires NRTL certification.

2)  NEC (safety of electrical products in installations).
    -requires "listing" by a certification house determined
     by the local code authority.


OSHA  (Occupational Safety and Health Administration)
-----------------------------------------------------
Ron has properly quoted the OSHA regulations:

   "Acceptable." An installation or equipment is acceptable to 
   the Assistant Secretary of Labor, and approved within the 
   meaning of this Subpart S:

   (i) If it is accepted, or certified, or listed, or labeled, 
   or otherwise determined to be safe by a nationally recognized 
   testing laboratory;"

These two statements essentially and practically invoke NRTL 
certification of electrical products (used in workplaces).  


NEC  (National Electrical Code)
-------------------------------
   "90-7.  Examination of Equipment for Safety.
   :
   :
   :
   "It is the intent of this code that factory-installed internal
   wiring or the construction of equipment need not be inspected
   at the time of installation of the equipment, except to detect
   alterations or damage, if the equipment has been listed by a
   qualified electrical testing laboratory that is recognized as
   having the facilities described above and that requires 
   suitability for installation in accordance with this Code."

   "110-2.  Approval.  The conductors and equipment required or
   permitted by this Code shall be acceptable only if approved."

   "Approved:  Acceptable to the authority having jurisdiction."

   "Listed:  Equipment or materials included in a list published
   by an organization acceptable to the authority having 
   jurisdiction and concerned with product evaluation, that 
   maintains periodic inspection of production of listed equipment
   or matierals, and whose listing states either that the equipment
   or matieral meets appropriate designated standards or has been
   tested and found suitable for use in a specified manner."

   "Equipment:  A general term including material, fittings, 
   devices, appliances, fixtures, apparatus, and the like used as a
   part of, or in connection with, an electrical installation.

The Code requires the city, county, or state building code authority 
to identify the laboratories whose certification marks are acceptable 
to them.  In my experience, the various building code authorities 
each have their own criteria for laboratories.  The City of Los 
Angeles not only accepts a number of independent laboratories, it 
runs its own testing laboratory and certification program!  (Nearby 
municipalities accept City of Los Angeles certifications.)  The 
State of Oregon has its own set of criteria by which it accepts 
laboratories.  (It accepts labs that are not NRTLs.)

So, there is no general "rule" that an NRTL is also accepted under 
the NEC in a particular jurisdiction (i.e., city, county, or state.)
(However, most of us assume that this is the case.)


Best regards,
Rich



-------------------------------------------------------------
 Richard Nute                      Product Safety Engineer
 Hewlett-Packard Company           Product Regulations Group 
 All-In-One Division               Tel   :   +1 619 655 3329 
 16399 West Bernardo Drive         FAX   :   +1 619 655 4979 
 San Diego, California 92127       e-mail:  ri...@sdd.hp.com 
-------------------------------------------------------------






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