A publication of the World Chiropractic Alliance

September 2002
Placebo surgery
by Dr. Christopher Kent
Many scientists and clinicians consider the placebo-controlled trial
the "gold standard" for evidence-based practice. Coulter [1] notes
that according to The Office of Technology Assessment, "Objections
are rarely if ever raised to the principles of controlled
experimentation on which RCTs are based." Others have stated that
placebo-controlled trials are needed to provide data on
effectiveness of active treatment. [2]

Interestingly, surgical procedures are often exempt from such
scrutiny. Ethical considerations are considered barriers to the use
of placebo-controlled investigations for surgical procedures. [3,4]
Interestingly, there have been five studies where placebo surgery
was used as a control. The placebo group generally did as well or
better than the group receiving the real operation.

In 1939, a surgeon named Feischi developed a surgical procedure for
angina pectoris. He reasoned that if the blood flow to the
myocardium could be increased, the symptoms of angina would
diminish. It was felt that ligating the internal mammary artery
would increase myocardial blood flow. The clinical results were
favorable, and the operation became popular, with three-quarters of
patients reporting improvement or elimination of symptoms. [5]

Twenty years later, The New England Journal of Medicine (NEJM)
published the results of a placebo-controlled trial of internal
mammary artery ligation. [6] Of 17 patients, eight got the actual
operation. The other nine were anesthetized and got incisions, but
nothing else. The fake operations worked as well as the real thing.
As a result, internal mammary artery ligation surgery was soon
abandoned.

The next wave of placebo surgery involved the human brain. Fetal pig
nerve cells were implanted into the brains of 10 patients with
Parkinson's disease. Eight patients had holes drilled into their
heads, but received no implants. It was reported that "no
significant improvement resulted from implanting the fetal cells of
pigs into patient brains when compared with subjects who received
placebo surgery." [7]

A second study, involving the implantation of stem cells from
aborted human fetuses into the brains of patients with Parkinson's
disease, was reported in NEJM. [8] Twenty of 40 patients received
sham surgery, and 20 got the real thing. Holes were drilled into the
skulls of the patients receiving sham surgery. Thankfully, the
authors noted that "the dura was not penetrated." Some younger
subjects were claimed to experience some benefit. Older subjects
receiving the stem cells reported a worsening of their condition.

The latest study was a controlled trial of arthroscopic surgery for
osteoarthritis of the knee. A total of 180 patients with
osteoarthritis of the knee were randomly assigned to receive
arthroscopic debridement, arthroscopic lavage, or placebo surgery.
Pain and function were assessed over a 24-month period. The
result? "At no point did either of the intervention groups report
less pain or better function than the placebo group." [9] This
investigation followed a smaller pilot study with similar results.
[10]

The notion of being subjected to unnecessary surgery is horrifying
enough. Yet, that is only part of the story. According to one
report, arthroscopic surgery for osteoarthritis of the knee is done
on at least 225,000 Americans each year, termed "a sham" by Dr.
Baruch Brody, an ethicist at Baylor College of Medicine. [11] The
cost of this intervention is estimated at $3.25 billion per year. [3]

The power of the placebo cannot be denied -- mobilization of the
inherent recuperative powers of the body. With placebo surgery, we
must ask, "At what cost, and at what risk?" Keep this in mind the
next time someone tells you they have to have surgery. Where's the
science? Or are anecdotes and conjecture good enough?

References

1. Coulter H: "The controlled clinical trial. An analysis."
Washington (DC): Center for Empirical Medicine. Project Cure; 1991.

2. "Placebo controlled trials are needed to provide data on
effectiveness of active treatment" (editorial). British Medical
Journal 1996;313:1008.

3. Horng S, Miller FG: "Is placebo surgery unethical?" N Engl J Med
2002;347(2):137.

4. Weijer C: "I need a placebo like I need a hole in the head." J
Law Med Ethics 2002;30(1):69.

5. Stolberg SG: "Sham surgery returns as a research tool." The New
York Times. 4/25/99.

6. Cobb LA, Thomas GI, Dillard DH, et al: "An evaluation of internal
mammary artery ligation by a double-blind technic." N Engl J Med
1959;260:1115.

7. Hung M: "Placebo surgery gains wider acceptance."
http://www.medscape.com/viewarticle/411258

8. Freed CR, Greene PE, Breeze RE, et al: "Transplantation of
embryonic dopamine neurons for severe Parkinson's disease." N Engl J
Med 2001;344(10):710.

9. Moseley JB, O'Malley K, Peterson NJ. Et al: "A controlled trial
of arthroscopic surgery for osteoarthritis of the knee." N Engl J
Med 2002;347(2):81.

10. Moseley JB, Wray NP, Kuykendall D, et al: "Arthroscopic
treatment of osteoarthritis of the knee: a prospective, randomized,
placebo-controlled trial. Results of a pilot study." Am J Sports Med
1996;24(1):28.

11. Kolata G: "A knee surgery for arthritis is called a sham." The
New York Times. 7/11/02.

(Dr. Christopher Kent, president of the Council on Chiropractic
Practice, is a 1973 graduate of Palmer College of Chiropractic. The
WCA's "Chiropractic Researcher of the Year" in 1994, and recipient
of that honor from the ICA in 1991, he was also named
ICA "Chiropractor of the Year" in 1998. He is director of research
and a co-founder of Chiropractic Leadership Alliance. With Dr.
Patrick Gentempo, Jr., Dr. Kent produces a monthly audio series, "On
Purpose," covering current events in science, politics and
philosophy of vital interest to the practicing chiropractor. For
subscription information call 800/892-6463.)