I don't think this is an appropriate use of the list serve.  Though I
understand Kepa's message was in response To Rama's, this kind of email
is too close to a sales pitch.  It gives other vendors no choice but to
respond in kind.  Now, if we want the list to turn into a forum for
vendors to discuss the quality of their products and benefits of its
features in comparison to others, we can make that choice, but unless
we're ready to open the door to everyone with a testing product to plug,
I suggest this discussion change direction.   

Whether you call it testing or certification, it seems the real topic
here is to what extent does analysis need to occur?  That's a valid
discussion but product comparisons do not belong here.

-----Original Message-----
From: Kepa Zubeldia [mailto:[EMAIL PROTECTED]] 
Sent: Sunday, November 24, 2002 1:31 AM
To: WEDI SNIP Testing Subworkgroup List
Subject: Re: VALIDATION or Certification

Rama,

I agree with you that the work of comparing results between the three
largest 
testing vendors was very much needed.  Patrice and Mike are to be
commended 
for all the work they put into this, and I hope there will be more
extensive 
studies in the future.

You bring up some great points.  And since you invited me to address
them, 
here it goes...

First, in spite of the title of the session being "Validation or 
Certification", the specific instructions from Patrice to all three
vendors 
were that we were ONLY to discuss testing.  We were not supposed to
discuss 
certification, only testing.  I specifically asked Patrice about this
because 
it seemed odd, given the title of the session and she specifically
forbade me 
to discuss certification or HIPAAmetrics.  My presentation was to be
ONLY 
about testing outbound transactions using Velocedi.

Since I was the first presenter, I stuck to the script.  The ONLY thing
we 
were supposed to do in our 10 minutes each was to test/analyze/validate
the 
one file that Patrice had provided us with, and no other.  No other 
discussion or presentation was to take place, per Patrice's
instructions.  
Much to my dismay, the other two presenters chose to present their
entire 
product lines rather than sticking to the rules.  Patrice, given the 
situation, passed me a note inviting me to take a second turn of 5
minutes to 
make a "sales pitch", but I declined.

Had I know that I could present not only about outbound testing but also
about 
certification and inbound testing and inbound certification, I would
have 
used my 10 minutes very differently.

So, given that the only topic was testing/analysis/validation, you can 
probably understand why when you brought the topic of the difference
between 
testing and certification from the audience, Patrice diverted your
question 
and never addressed the certification part of it.  She was not
interested in 
discussing certification in this meeting, only testing.  I hope this
email 
addresses your question.

Comparing the offering of these three vendors by only looking at the
results 
of testing outbound EDI files is equivalent to comparing automobiles by
only 
looking at their tires.  Yes, they do all have four tires on the road.
Yes, 
all tires are made out of rubber, steel, plastic, cotton and other
fibers.  
Yet, some tires will separate the thread under certain conditions and
other 
tires will work better in the snow or may have studs for ice.  But,
would you 
buy a car based on the tires?  There are many other aspects that are
much 
more important than the tires.  The Minnesota case study only looked at
the 
single aspect of outbound transactions test results, with the explicit 
exclusion of other important aspects, such as certification or inbound 
testing.

So as far as testing is concerned, Patrice showed that the three main 
contenders can test the files with some differences.  However, had we
tested 
a different file, a more moderately sized file for example, we would had
seen 
a number of significant differences in the quality and completeness of
the 
results.  This is left for a future exercise.   For example, I tested a 
medium size file with 3,500 professional claims and it took 133 seconds 
(2m13s) using the Foresight software but only 3 seconds using Claredi's 
Velocedi, using exactly the same hardware.  This sort of differences are
not 
visible when the test files are as small as the file Mike and Patrice
gave 
us.  I will stop here, as I don't want to start benchmarking
discussions.

As for your request for clarification about the disclaimer in the test 
report...  The test report is exactly that, a TEST report.  It is NOT 
certification.  For almost two years now I have been making a big
distinction 
between testing and certification.  Some people understand the
difference, 
others don't understand the difference.  I think it is clearly expressed
in 
the white paper, but obviously it is not as clear as I think it is, or
this 
topic would not come up so often.  I will try to explain it in this
email, 
but I suspect it is going to need a more detailed description, so I am
going 
to start working on a Claredi white paper to make sure people understand
what 
WE mean by certification.  I am aware that most of our competitors do
NOT 
understand the difference and therefore try to equate the two concepts
as if 
they were one and the same.  In their eyes, if you pass a test without 
errors, that equates to being certified HIPAA compliant.  I believe that
is 
not the case.  Please keep reading.

When Patrice approached Claredi about the case study, she was very
explicit 
about wanting to show only outbound test results.  She did NOT want to
show 
inbound testing (with Claredi's Wibbler) and she did not want to show 
certification in either direction.  So we gave her a temporary test
account 
of the same kind we offer in our "trial run" accounts.  Those accounts
are 
established with only a limited set of capabilities and do NOT have
access to 
Claredi's certification, they have access only to testing tools.  In a 
"normal" (that includes certification) account, the report summary that 
contains the disclaimer you are citing also contains a few more sections

between the "Action" and the "Support" areas of the summary.  These
other 
sections are labeled "Certification", "HIPAAmetrics", and "File Specific

Info".  Again, these sections are only available to Claredi customers,
not to 
test accounts.  Also, test accounts are restricted in other ways.  I can
give 
you the restriction details off-line.

Since I don't think it would be appropriate to turn this email into a
sales 
pitch, I will only describe the outbound "Certification" process.  We
also 
have a completely different process for inbound certification, and I
could 
describe it another day if there is enough interest.

Once a file has passed the Claredi testing/verification/validation (all 
synonyms) process without HIPAA errors, it becomes eligible for
certification 
by Claredi.  The "Certification" section of the summary page then shows
a 
button labeled "Submit this file for certification".  If the file has
HIPAA 
errors the button does not appear.  Unless the user clicks this button,
the 
file is not taken through Claredi's certification process. It is only
tested, 
not certified.  This is why the summary report MUST NOT be construed as
a 
certification report, even if it shows that a file does not have "HIPAA 
errors".  And thus the disclaimer.

As you can tell, the summary report shows three types of "errors": the
"HIPAA 
Errors", with the standard 7 types defined in the SNIP white paper, the 
"Business Errors" section, and the "Warnings" section.  Only the "HIPAA 
Errors" section must be clean for the file to be a candidate for 
certification as HIPAA compliant.  The file could have "Business Errors"
and 
"Warnings" and still be certified as HIPAA compliant, since the
certification 
of compliance measures against the requirements of the HIPAA
implementation 
guides.

In the next few weeks we will be relaxing the cleanliness requirement
even 
further.  For a file to qualify as a candidate for certification, it
will 
need to have at least one "business unit" (e.g. claim) without "HIPAA
Errors" 
rather than the entire file being error free.  The HIPAAmetrics
certification 
will give a detail of the contents of the file, including the percentage
of 
compliant and non-compliant claims.  This is currently in "beta" with a 
restricted number of accounts and will appear in all the Claredi
accounts in 
a few weeks, as well as in the certification details through the
directory.

But, back to the certification process... Once the file passes the
testing 
clean enough to be "certifiable", and the user clicks on the "Submit for

certification" button, Claredi takes the file through a process that
looks at 
the data content.  Based on the data content of the file we can identify

patterns, such as (I will use the claim as an example) the presence of 
Billing Provider and/or Pay-To provider, or the presence of both
Subscriber 
and Patient or only Subscriber, or the presence of secondary coverage,
or the 
presence of a prior adjudication (COB claims), or the presence of a
referring 
physician, or the maximum number of service lines submitted by this
entity, 
or the presence of a "cluster of data" that indicates this is an 
anesthesiology claim, or a DME claim, or an ambulance claim, etc.

We identify these data clusters through a process we call HIPAAmetrics.
This 
is a unique Claredi pattern recognition process that has never before
been 
applied to EDI data, and we have applied for a patent to cover it.  The 
result of the process gives us the "metrics" of this particular file.  I
am 
sure you have heard me say many times that the fact that a file does not

contain errors is not enough.  You have to know what was actually
contained 
in the file.

Using HIPAAmetrics we can determine exactly what is in the file, from
the 
business perspective.  The testing phase looks at the EDI perspective
and 
determines that the file (or the individual claim within the file) does
not 
contain errors.  The HIPAAmetrics looks at the healthcare contents and 
"characterizes" it.  At the completion of the HIPAAmetrics phase Claredi
can 
say: 
We have seen a file that contained the following data
- Office visits, 234 without errors, 3 with errors
- Primary claims, 180 without errors, 20 with errors
- Primary claims with a second payer, 0 without errors, 20 with errors
- Secondary claims, 0 without errors, 97 with errors
- Consultations, 5 without errors, 40 with errors
- etc.
Claredi is making a statement of what we have seen.  Because there are
some 
claims that are "compliant", the provider could claim to be compliant.  
However, the statement from Claredi clearly shows that although this
provider 
has the ability to generate HIPAA compliant office visits for "single
payer" 
situations, the provider does not have the capability to create correct 
claims when two payers are involved.

The HIPAAmetrics describe the profile that we have seen reflected in the
EDI 
data itself.  The HIPAAmetrics certification gives the detailed data
profile 
necessary to make a determination of compliance.  Without this sort of 
detail, all you would know is that the provider has generated something
that 
did not have errors, but you don't know what that "something" was.
Certainly 
none of the other testing entities (neither our competitors nor the 
translator validators) provide these details, and I suspect that they do
not 
yet understand the difference between passing a "clean test" and being 
certified as HIPAA compliant.  Both EDIFECS and Foresight show a
pass/fail 
approach in their reports. Of course, by the end of this email their
eyes 
will be wide open.

So, there is a significant difference between a testing or validation
service 
and Claredi's certification.  Big difference.  The problem is that if
you 
don't understand the difference and assume that any entity that can
produce 
an error free file is automatically "certified" you will certainly find
a 
real problem when you look at the quality of the data that entity sends.
And 
thus the bad rap that the "pseudo-certification" provided by the
pass/fail 
approach of our competitors is giving to the word "certification".

And this is also the reason why a vendor cannot really be certified
unless all 
of its clients are individually certified.  It is just too easy for the 
vendor to produce certain clean transactions, and for the clients to not
be 
able to produce the transactions THEY need in a compliant form.  Ditto
for 
clearinghouses.

>From the usability side, a clean test that does not have the
HIPAAmetrics type 
of data analysis, still needs to be reviewed by an expert to determine 
whether the test is sufficient in volume and quality, and to determine
what 
is it that was actually tested.  Did the test include sufficient variety
of 
business scenarios to make it relevant?  Were those scenarios complete?
Is 
the volume of the sample for each scenario big enough?  These are some
of the 
sort of things the EDI folks at the payer's end have been looking in 
provider's tests.  Using an EDI test tool may tell you that the EDI data
does 
not contain errors, but that is only a small part of the answer.  Most 
translators can do that too, so, if that is all the EDI test tool does,
it is 
not much better than the translator rules.

The Claredi HIPAAmetrics answer these questions.  The payer can then
define 
what are the required parameters.  Things as simple as saying "we need
to see 
95% clean claims in a test containing at least 200 claims" can be
answered by 
HIPAAmetrics and the Claredi certification, and cannot be answered by
any of 
the other test tools in the market today, without human intervention.

I hope this email sheds some more light on these concepts.  I have been 
talking about this for almost two years.  It is (washed out) in the SNIP

white paper. And yet, the concept is still a mystery to most, even a lot
of 
experts.  The reality is that it will take a while to grasp the concept.

Those of us that have done extensive testing of healthcare EDI before
HIPAA 
(NSF, UB92, etc.) understand the concept easily.  For some reason the 
traditional non-healthcare EDI community (X12) has more difficulty 
understanding the concept.

Now let me add another important difference between the "test results"
and the 
HIPAAmetrics.  The test results, by their nature, will contain PHI.  If
there 
are any errors, the PHI will most likely be part of the error message or

description.  Claredi's test results also contain PHI.  So we have a
bold 
statement on the test results report saying that they must be handled 
according to the appropriate privacy and security procedures.  And this
in 
spite or requiring a Business Associate Agreement with all our
customers.  
The HIPAAmetrics reports, on the other hand, do NOT contain PHI and thus
are 
shareable with the world.  In fact, in a few weeks we will be releasing
the 
HIPAAmetrics results as part of the Claredi directory describing the
details 
of each certification obtained through Claredi.

There is a concept of "community" testing that is being touted lately.
The 
problem that I see is that if the "community" is comprised by more than
one 
payer (e.g. several payers sharing the results of all the providers in
the 
community) then all the payers in the "community" are seeing the PHI
from all 
the testers.  Unless the provider creates a separate test account for
each 
one of the payers in the "community" and then sends the appropriate test

files to each one of those accounts, so each of the payers will only see
the 
test files that corresponds to that payer, there is a problem...  All
the 
payers in the "community" will be seeing (through the "community"
testing 
center) the PHI that belongs to the other payers.  As far as I can tell
this 
is not kosher for healthcare privacy reasons.  Even if the provider has
a 
"business associate agreement" with the community test center, and a BAA
with 
each one of the payers, and each payer has a BAA with each one of the
payers 
in the "community", I still think that the "minimum necessary" rules
would 
preclude this sort of bulleting board sharing of PHI within the testing 
"community".

Yes, you guessed right.  If instead of sharing the test results, like
these 
"communities" do today, they were to share the HIPAAmetrics
certification, 
the PHI would never be shared.

Some people have seen the vision.  We have offered it to other testing
vendors 
and translator vendors.  Some have expressed interest, others are not 
interested. Clearly we need to do a lot more education on this topic.
The 
American Hospital Association understood the concept and is now
endorsing 
Claredi as the exclusive HIPAA transactions testing and certification
service 
to their members.

So, going back to Patrice's case study, you cannot compare testing and 
certification if the only thing you look at is testing.  Testing your
own 
transactions is important.  Some people will focus only on testing.
That is 
just fine, as there are many different approaches to putting a trading 
partner into production.  We believe out test tools are better than our 
competitors', but I am sure they believe theirs are better.  But testing
is 
only part of the picture.  To establish a business relationship for
HIPAA 
transactions, you must go beyond compliance testing.  Knowing that the
data 
you receive is clean is important, but you must also know what is
contained 
(from the business perspective) in that clean data stream.  Only Claredi

gives you an automated way to determine that.  We call it HIPAAmetrics 
Certification.  For the last 20 years we have done without it, and we
have 
been happy with just test tools.  Some people are just happy with the
current 
tools, other people want to explore a more automated way to put a
trading 
partner into production.  This country was built on freedom of choice.
No 
need to put someone else down just because you don't like what they have
to 
offer.

If you want to see it in action, give me a call and I can show it to
you.  It 
is really simple...

Kepa



On Saturday 23 November 2002 12:54 pm, [EMAIL PROTECTED] wrote:
> For the benefit of those who could not make it to the WEDI SNIP HIPAA 
IMPLEMENTATION SUMMIT held in Phoenix from Nov 18 - 21, 2002.
> 
> There was a session on Nov 20th between 9.45 AM - 11.45 AM on the
topic 
"Validation or Certification", moderated by Patrice Thaler of Allina
Health 
System and Mike Ubl of Blue Cross of Minnesota and the main participants

being three vendors of testing tools represented by their big chiefs... 
Namely Sunny Singh from EDIFECS, ED Hafner from Foresight Corp, Kepa
Zubeldia 
from Claredi, presenting a case study of three vendors.
> 
> First of my sincere thanks to Patrice, Mike and whoever helped in this
case 
study, besides the vendors.
> 
> Being the author of the vendor-neutral statement in the Testing and 
Certification White Paper (Hey John, why is my name missing in the 
acknowledgements section? ;-)), and being the first (one of the?) to
suggest 
the formation of Vendor (of testing tools AND TRANSLATORS) Consortium in
one 
of the teleconference calls in May/June of 2002, I am really glad that
this 
case study was done.  It is the first step in that direction of forming
the 
vendor consortium to help the CEs be able to pick and choose any one of
them 
vendors, for they ALL have to offer the same basic VALIDATION (not 
certification) capability by coming up with the same ERROR messages and 
similar warning messages for the same test files.  This case study
proved 
just that point and am truly delighted and am happy to share it with one
and 
all.
> 
> One more interesting thing and I would like Kepa Z to clarify for all
of 
us...
> 
> On page 3(of the handout we were given there), on a "Claredi - Passed 
Claim", there is a heavy disclaimer in BOLD, which reads "This is not a 
certification or verification of HIPAA compliance  Summary of test
report for 
confidential use by Claredi customer only".  I know and agree that it is
NOT 
CERTIFICATION.   I can also understand why the disclaimer is there.  But
Kepa 
should explain to us why he touts Certification with an evangelical
pitch and 
then this disclaimer... saying it is NOT CERTIFICATION!
> 
> Another important point, as suggested by Larry Watkins, as a member of
the 
X12N committee (correct me Larry if I am not saying this right), that
the 
discrepancies in the standards are not that many and there is a very
good 
process to address them.  I can't agree more.
> 
> The bottom line is, it is Testing, Verification and Validation and NOT

CERTIFICATION.  End of discussion.  I have been saying this all along
and one 
more time won't hurt ;-).  That said, I really do believe all the
vendors, 
have a lot to offer in the validation part of transaction testing.  I
have no 
bias or preference towards one vendor.  The CEs (or their testing
people) 
should make the choice.  Don't let anyone fool you that it is soooooooo
big 
and only I (my org) can lead you(r org) to salvation ;-).
> 
> Accreditation, creating entities to certify and the process of
certification 
is a long one and can be done, but vendor consortium will eliminate the
need 
for certification all together, IMHO.
> 
> This message is not intended to be against any individual or a flame
and 
rake up any unnecessary things but to share the joy of possible
formation of 
vendor consortium and also request the translator vendors to join in the

vendor consortium.  This will really help in reducing the chaos and
eliminate 
the obfuscation and confusion that is there and being created...  We
don't 
have time and anybody who can chip in to make things simple to whatever 
extent should be commended... like Patrice and Mike and all those who 
participated in the case study.  In Patrice's words, paraphrased, "It is
easy 
and you can do it, and I have done it".
> 
> Thanks for reading up to this point.
> 
> Best Regards,  --Rama.
> 
> ---
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