Inappropriate but informative.

----- Original Message -----
From: "Marcallee Jackson" <[EMAIL PROTECTED]>
To: "WEDI SNIP Testing Subworkgroup List" <[EMAIL PROTECTED]>
Sent: Monday, November 25, 2002 8:34 AM
Subject: RE: VALIDATION or Certification


> I don't think this is an appropriate use of the list serve.  Though I
> understand Kepa's message was in response To Rama's, this kind of email
> is too close to a sales pitch.  It gives other vendors no choice but to
> respond in kind.  Now, if we want the list to turn into a forum for
> vendors to discuss the quality of their products and benefits of its
> features in comparison to others, we can make that choice, but unless
> we're ready to open the door to everyone with a testing product to plug,
> I suggest this discussion change direction.
>
> Whether you call it testing or certification, it seems the real topic
> here is to what extent does analysis need to occur?  That's a valid
> discussion but product comparisons do not belong here.
>
> -----Original Message-----
> From: Kepa Zubeldia [mailto:[EMAIL PROTECTED]]
> Sent: Sunday, November 24, 2002 1:31 AM
> To: WEDI SNIP Testing Subworkgroup List
> Subject: Re: VALIDATION or Certification
>
> Rama,
>
> I agree with you that the work of comparing results between the three
> largest
> testing vendors was very much needed.  Patrice and Mike are to be
> commended
> for all the work they put into this, and I hope there will be more
> extensive
> studies in the future.
>
> You bring up some great points.  And since you invited me to address
> them,
> here it goes...
>
> First, in spite of the title of the session being "Validation or
> Certification", the specific instructions from Patrice to all three
> vendors
> were that we were ONLY to discuss testing.  We were not supposed to
> discuss
> certification, only testing.  I specifically asked Patrice about this
> because
> it seemed odd, given the title of the session and she specifically
> forbade me
> to discuss certification or HIPAAmetrics.  My presentation was to be
> ONLY
> about testing outbound transactions using Velocedi.
>
> Since I was the first presenter, I stuck to the script.  The ONLY thing
> we
> were supposed to do in our 10 minutes each was to test/analyze/validate
> the
> one file that Patrice had provided us with, and no other.  No other
> discussion or presentation was to take place, per Patrice's
> instructions.
> Much to my dismay, the other two presenters chose to present their
> entire
> product lines rather than sticking to the rules.  Patrice, given the
> situation, passed me a note inviting me to take a second turn of 5
> minutes to
> make a "sales pitch", but I declined.
>
> Had I know that I could present not only about outbound testing but also
> about
> certification and inbound testing and inbound certification, I would
> have
> used my 10 minutes very differently.
>
> So, given that the only topic was testing/analysis/validation, you can
> probably understand why when you brought the topic of the difference
> between
> testing and certification from the audience, Patrice diverted your
> question
> and never addressed the certification part of it.  She was not
> interested in
> discussing certification in this meeting, only testing.  I hope this
> email
> addresses your question.
>
> Comparing the offering of these three vendors by only looking at the
> results
> of testing outbound EDI files is equivalent to comparing automobiles by
> only
> looking at their tires.  Yes, they do all have four tires on the road.
> Yes,
> all tires are made out of rubber, steel, plastic, cotton and other
> fibers.
> Yet, some tires will separate the thread under certain conditions and
> other
> tires will work better in the snow or may have studs for ice.  But,
> would you
> buy a car based on the tires?  There are many other aspects that are
> much
> more important than the tires.  The Minnesota case study only looked at
> the
> single aspect of outbound transactions test results, with the explicit
> exclusion of other important aspects, such as certification or inbound
> testing.
>
> So as far as testing is concerned, Patrice showed that the three main
> contenders can test the files with some differences.  However, had we
> tested
> a different file, a more moderately sized file for example, we would had
> seen
> a number of significant differences in the quality and completeness of
> the
> results.  This is left for a future exercise.   For example, I tested a
> medium size file with 3,500 professional claims and it took 133 seconds
> (2m13s) using the Foresight software but only 3 seconds using Claredi's
> Velocedi, using exactly the same hardware.  This sort of differences are
> not
> visible when the test files are as small as the file Mike and Patrice
> gave
> us.  I will stop here, as I don't want to start benchmarking
> discussions.
>
> As for your request for clarification about the disclaimer in the test
> report...  The test report is exactly that, a TEST report.  It is NOT
> certification.  For almost two years now I have been making a big
> distinction
> between testing and certification.  Some people understand the
> difference,
> others don't understand the difference.  I think it is clearly expressed
> in
> the white paper, but obviously it is not as clear as I think it is, or
> this
> topic would not come up so often.  I will try to explain it in this
> email,
> but I suspect it is going to need a more detailed description, so I am
> going
> to start working on a Claredi white paper to make sure people understand
> what
> WE mean by certification.  I am aware that most of our competitors do
> NOT
> understand the difference and therefore try to equate the two concepts
> as if
> they were one and the same.  In their eyes, if you pass a test without
> errors, that equates to being certified HIPAA compliant.  I believe that
> is
> not the case.  Please keep reading.
>
> When Patrice approached Claredi about the case study, she was very
> explicit
> about wanting to show only outbound test results.  She did NOT want to
> show
> inbound testing (with Claredi's Wibbler) and she did not want to show
> certification in either direction.  So we gave her a temporary test
> account
> of the same kind we offer in our "trial run" accounts.  Those accounts
> are
> established with only a limited set of capabilities and do NOT have
> access to
> Claredi's certification, they have access only to testing tools.  In a
> "normal" (that includes certification) account, the report summary that
> contains the disclaimer you are citing also contains a few more sections
>
> between the "Action" and the "Support" areas of the summary.  These
> other
> sections are labeled "Certification", "HIPAAmetrics", and "File Specific
>
> Info".  Again, these sections are only available to Claredi customers,
> not to
> test accounts.  Also, test accounts are restricted in other ways.  I can
> give
> you the restriction details off-line.
>
> Since I don't think it would be appropriate to turn this email into a
> sales
> pitch, I will only describe the outbound "Certification" process.  We
> also
> have a completely different process for inbound certification, and I
> could
> describe it another day if there is enough interest.
>
> Once a file has passed the Claredi testing/verification/validation (all
> synonyms) process without HIPAA errors, it becomes eligible for
> certification
> by Claredi.  The "Certification" section of the summary page then shows
> a
> button labeled "Submit this file for certification".  If the file has
> HIPAA
> errors the button does not appear.  Unless the user clicks this button,
> the
> file is not taken through Claredi's certification process. It is only
> tested,
> not certified.  This is why the summary report MUST NOT be construed as
> a
> certification report, even if it shows that a file does not have "HIPAA
> errors".  And thus the disclaimer.
>
> As you can tell, the summary report shows three types of "errors": the
> "HIPAA
> Errors", with the standard 7 types defined in the SNIP white paper, the
> "Business Errors" section, and the "Warnings" section.  Only the "HIPAA
> Errors" section must be clean for the file to be a candidate for
> certification as HIPAA compliant.  The file could have "Business Errors"
> and
> "Warnings" and still be certified as HIPAA compliant, since the
> certification
> of compliance measures against the requirements of the HIPAA
> implementation
> guides.
>
> In the next few weeks we will be relaxing the cleanliness requirement
> even
> further.  For a file to qualify as a candidate for certification, it
> will
> need to have at least one "business unit" (e.g. claim) without "HIPAA
> Errors"
> rather than the entire file being error free.  The HIPAAmetrics
> certification
> will give a detail of the contents of the file, including the percentage
> of
> compliant and non-compliant claims.  This is currently in "beta" with a
> restricted number of accounts and will appear in all the Claredi
> accounts in
> a few weeks, as well as in the certification details through the
> directory.
>
> But, back to the certification process... Once the file passes the
> testing
> clean enough to be "certifiable", and the user clicks on the "Submit for
>
> certification" button, Claredi takes the file through a process that
> looks at
> the data content.  Based on the data content of the file we can identify
>
> patterns, such as (I will use the claim as an example) the presence of
> Billing Provider and/or Pay-To provider, or the presence of both
> Subscriber
> and Patient or only Subscriber, or the presence of secondary coverage,
> or the
> presence of a prior adjudication (COB claims), or the presence of a
> referring
> physician, or the maximum number of service lines submitted by this
> entity,
> or the presence of a "cluster of data" that indicates this is an
> anesthesiology claim, or a DME claim, or an ambulance claim, etc.
>
> We identify these data clusters through a process we call HIPAAmetrics.
> This
> is a unique Claredi pattern recognition process that has never before
> been
> applied to EDI data, and we have applied for a patent to cover it.  The
> result of the process gives us the "metrics" of this particular file.  I
> am
> sure you have heard me say many times that the fact that a file does not
>
> contain errors is not enough.  You have to know what was actually
> contained
> in the file.
>
> Using HIPAAmetrics we can determine exactly what is in the file, from
> the
> business perspective.  The testing phase looks at the EDI perspective
> and
> determines that the file (or the individual claim within the file) does
> not
> contain errors.  The HIPAAmetrics looks at the healthcare contents and
> "characterizes" it.  At the completion of the HIPAAmetrics phase Claredi
> can
> say:
> We have seen a file that contained the following data
> - Office visits, 234 without errors, 3 with errors
> - Primary claims, 180 without errors, 20 with errors
> - Primary claims with a second payer, 0 without errors, 20 with errors
> - Secondary claims, 0 without errors, 97 with errors
> - Consultations, 5 without errors, 40 with errors
> - etc.
> Claredi is making a statement of what we have seen.  Because there are
> some
> claims that are "compliant", the provider could claim to be compliant.
> However, the statement from Claredi clearly shows that although this
> provider
> has the ability to generate HIPAA compliant office visits for "single
> payer"
> situations, the provider does not have the capability to create correct
> claims when two payers are involved.
>
> The HIPAAmetrics describe the profile that we have seen reflected in the
> EDI
> data itself.  The HIPAAmetrics certification gives the detailed data
> profile
> necessary to make a determination of compliance.  Without this sort of
> detail, all you would know is that the provider has generated something
> that
> did not have errors, but you don't know what that "something" was.
> Certainly
> none of the other testing entities (neither our competitors nor the
> translator validators) provide these details, and I suspect that they do
> not
> yet understand the difference between passing a "clean test" and being
> certified as HIPAA compliant.  Both EDIFECS and Foresight show a
> pass/fail
> approach in their reports. Of course, by the end of this email their
> eyes
> will be wide open.
>
> So, there is a significant difference between a testing or validation
> service
> and Claredi's certification.  Big difference.  The problem is that if
> you
> don't understand the difference and assume that any entity that can
> produce
> an error free file is automatically "certified" you will certainly find
> a
> real problem when you look at the quality of the data that entity sends.
> And
> thus the bad rap that the "pseudo-certification" provided by the
> pass/fail
> approach of our competitors is giving to the word "certification".
>
> And this is also the reason why a vendor cannot really be certified
> unless all
> of its clients are individually certified.  It is just too easy for the
> vendor to produce certain clean transactions, and for the clients to not
> be
> able to produce the transactions THEY need in a compliant form.  Ditto
> for
> clearinghouses.
>
> >From the usability side, a clean test that does not have the
> HIPAAmetrics type
> of data analysis, still needs to be reviewed by an expert to determine
> whether the test is sufficient in volume and quality, and to determine
> what
> is it that was actually tested.  Did the test include sufficient variety
> of
> business scenarios to make it relevant?  Were those scenarios complete?
> Is
> the volume of the sample for each scenario big enough?  These are some
> of the
> sort of things the EDI folks at the payer's end have been looking in
> provider's tests.  Using an EDI test tool may tell you that the EDI data
> does
> not contain errors, but that is only a small part of the answer.  Most
> translators can do that too, so, if that is all the EDI test tool does,
> it is
> not much better than the translator rules.
>
> The Claredi HIPAAmetrics answer these questions.  The payer can then
> define
> what are the required parameters.  Things as simple as saying "we need
> to see
> 95% clean claims in a test containing at least 200 claims" can be
> answered by
> HIPAAmetrics and the Claredi certification, and cannot be answered by
> any of
> the other test tools in the market today, without human intervention.
>
> I hope this email sheds some more light on these concepts.  I have been
> talking about this for almost two years.  It is (washed out) in the SNIP
>
> white paper. And yet, the concept is still a mystery to most, even a lot
> of
> experts.  The reality is that it will take a while to grasp the concept.
>
> Those of us that have done extensive testing of healthcare EDI before
> HIPAA
> (NSF, UB92, etc.) understand the concept easily.  For some reason the
> traditional non-healthcare EDI community (X12) has more difficulty
> understanding the concept.
>
> Now let me add another important difference between the "test results"
> and the
> HIPAAmetrics.  The test results, by their nature, will contain PHI.  If
> there
> are any errors, the PHI will most likely be part of the error message or
>
> description.  Claredi's test results also contain PHI.  So we have a
> bold
> statement on the test results report saying that they must be handled
> according to the appropriate privacy and security procedures.  And this
> in
> spite or requiring a Business Associate Agreement with all our
> customers.
> The HIPAAmetrics reports, on the other hand, do NOT contain PHI and thus
> are
> shareable with the world.  In fact, in a few weeks we will be releasing
> the
> HIPAAmetrics results as part of the Claredi directory describing the
> details
> of each certification obtained through Claredi.
>
> There is a concept of "community" testing that is being touted lately.
> The
> problem that I see is that if the "community" is comprised by more than
> one
> payer (e.g. several payers sharing the results of all the providers in
> the
> community) then all the payers in the "community" are seeing the PHI
> from all
> the testers.  Unless the provider creates a separate test account for
> each
> one of the payers in the "community" and then sends the appropriate test
>
> files to each one of those accounts, so each of the payers will only see
> the
> test files that corresponds to that payer, there is a problem...  All
> the
> payers in the "community" will be seeing (through the "community"
> testing
> center) the PHI that belongs to the other payers.  As far as I can tell
> this
> is not kosher for healthcare privacy reasons.  Even if the provider has
> a
> "business associate agreement" with the community test center, and a BAA
> with
> each one of the payers, and each payer has a BAA with each one of the
> payers
> in the "community", I still think that the "minimum necessary" rules
> would
> preclude this sort of bulleting board sharing of PHI within the testing
> "community".
>
> Yes, you guessed right.  If instead of sharing the test results, like
> these
> "communities" do today, they were to share the HIPAAmetrics
> certification,
> the PHI would never be shared.
>
> Some people have seen the vision.  We have offered it to other testing
> vendors
> and translator vendors.  Some have expressed interest, others are not
> interested. Clearly we need to do a lot more education on this topic.
> The
> American Hospital Association understood the concept and is now
> endorsing
> Claredi as the exclusive HIPAA transactions testing and certification
> service
> to their members.
>
> So, going back to Patrice's case study, you cannot compare testing and
> certification if the only thing you look at is testing.  Testing your
> own
> transactions is important.  Some people will focus only on testing.
> That is
> just fine, as there are many different approaches to putting a trading
> partner into production.  We believe out test tools are better than our
> competitors', but I am sure they believe theirs are better.  But testing
> is
> only part of the picture.  To establish a business relationship for
> HIPAA
> transactions, you must go beyond compliance testing.  Knowing that the
> data
> you receive is clean is important, but you must also know what is
> contained
> (from the business perspective) in that clean data stream.  Only Claredi
>
> gives you an automated way to determine that.  We call it HIPAAmetrics
> Certification.  For the last 20 years we have done without it, and we
> have
> been happy with just test tools.  Some people are just happy with the
> current
> tools, other people want to explore a more automated way to put a
> trading
> partner into production.  This country was built on freedom of choice.
> No
> need to put someone else down just because you don't like what they have
> to
> offer.
>
> If you want to see it in action, give me a call and I can show it to
> you.  It
> is really simple...
>
> Kepa
>
>
>
> On Saturday 23 November 2002 12:54 pm, [EMAIL PROTECTED] wrote:
> > For the benefit of those who could not make it to the WEDI SNIP HIPAA
> IMPLEMENTATION SUMMIT held in Phoenix from Nov 18 - 21, 2002.
> >
> > There was a session on Nov 20th between 9.45 AM - 11.45 AM on the
> topic
> "Validation or Certification", moderated by Patrice Thaler of Allina
> Health
> System and Mike Ubl of Blue Cross of Minnesota and the main participants
>
> being three vendors of testing tools represented by their big chiefs...
> Namely Sunny Singh from EDIFECS, ED Hafner from Foresight Corp, Kepa
> Zubeldia
> from Claredi, presenting a case study of three vendors.
> >
> > First of my sincere thanks to Patrice, Mike and whoever helped in this
> case
> study, besides the vendors.
> >
> > Being the author of the vendor-neutral statement in the Testing and
> Certification White Paper (Hey John, why is my name missing in the
> acknowledgements section? ;-)), and being the first (one of the?) to
> suggest
> the formation of Vendor (of testing tools AND TRANSLATORS) Consortium in
> one
> of the teleconference calls in May/June of 2002, I am really glad that
> this
> case study was done.  It is the first step in that direction of forming
> the
> vendor consortium to help the CEs be able to pick and choose any one of
> them
> vendors, for they ALL have to offer the same basic VALIDATION (not
> certification) capability by coming up with the same ERROR messages and
> similar warning messages for the same test files.  This case study
> proved
> just that point and am truly delighted and am happy to share it with one
> and
> all.
> >
> > One more interesting thing and I would like Kepa Z to clarify for all
> of
> us...
> >
> > On page 3(of the handout we were given there), on a "Claredi - Passed
> Claim", there is a heavy disclaimer in BOLD, which reads "This is not a
> certification or verification of HIPAA compliance  Summary of test
> report for
> confidential use by Claredi customer only".  I know and agree that it is
> NOT
> CERTIFICATION.   I can also understand why the disclaimer is there.  But
> Kepa
> should explain to us why he touts Certification with an evangelical
> pitch and
> then this disclaimer... saying it is NOT CERTIFICATION!
> >
> > Another important point, as suggested by Larry Watkins, as a member of
> the
> X12N committee (correct me Larry if I am not saying this right), that
> the
> discrepancies in the standards are not that many and there is a very
> good
> process to address them.  I can't agree more.
> >
> > The bottom line is, it is Testing, Verification and Validation and NOT
>
> CERTIFICATION.  End of discussion.  I have been saying this all along
> and one
> more time won't hurt ;-).  That said, I really do believe all the
> vendors,
> have a lot to offer in the validation part of transaction testing.  I
> have no
> bias or preference towards one vendor.  The CEs (or their testing
> people)
> should make the choice.  Don't let anyone fool you that it is soooooooo
> big
> and only I (my org) can lead you(r org) to salvation ;-).
> >
> > Accreditation, creating entities to certify and the process of
> certification
> is a long one and can be done, but vendor consortium will eliminate the
> need
> for certification all together, IMHO.
> >
> > This message is not intended to be against any individual or a flame
> and
> rake up any unnecessary things but to share the joy of possible
> formation of
> vendor consortium and also request the translator vendors to join in the
>
> vendor consortium.  This will really help in reducing the chaos and
> eliminate
> the obfuscation and confusion that is there and being created...  We
> don't
> have time and anybody who can chip in to make things simple to whatever
> extent should be commended... like Patrice and Mike and all those who
> participated in the case study.  In Patrice's words, paraphrased, "It is
> easy
> and you can do it, and I have done it".
> >
> > Thanks for reading up to this point.
> >
> > Best Regards,  --Rama.
> >
> > ---
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your question to the WEDI SNIP Issues Database at
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you wish to receive an official opinion, post your question to the WEDI SNIP Issues 
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