Let's also remember that there are categories of Listed products at companies 
like UL, CSA and Intertek:  including 'recognized' and 'approved.'   The 
difference is out of scope for this discussion.  The proper phrase from a legal 
standpoint IMO, should be approved and not "listed."  As such, listed, 
recognized or approved, are all "approved" appliances.  It's what I always 
used. I'll say that AHJ's aren't often in the position of inspecting plugged-in 
units,  My experience suggests that only happens when there's been some sort of 
problem, and also the person who has had an AHJ called on them is likely the 
type who's too lazy to unplug things and generally tidy up for an inspection. 
In regards to Mr. Eckert's question: "whether there has been a problem with 
products being released with a Listing mark from a test lab that does not have 
NRTL approval" When I worked at an NRTL, a story circulated (veracity never 
verified, but useful for hawking testing services) about a person in Oregon who 
purchased a non-approved exercise stroller appliance from overseas via the 
Internet.  It subsequently caught fire and burned the house down. The story 
goes that the insurance company found out all about the source of the fire, and 
thence in either its by-laws or state code a prohibition of non-approved 
appliances and was able to legally refuse payment. So, that's an example.  
Another is to research Home Depot's buyer's guide:  I believe they somewhere 
say in writing that they'll not sell non-approved plug-in appliances. happy 
weekend all, Colorado Brian 

---------- Original Message ----------
From: Ted Eckert <000007cf6ebeab9d-dmarc-requ...@ieee.org>
To: EMC-PSTC@LISTSERV.IEEE.ORG
Subject: Re: [PSES] NEC 2017
Date: Fri, 22 Jul 2016 16:08:54 +0000


I concur with Mr. Perkin&rsquo;s assessment. The NEC has used the term 
&ldquo;Listed&rdquo; for quite a while without specifically connecting it to 
the NRTL program. It only had to be a &ldquo;Listing&rdquo; acceptable to the 
local AHJ, which almost always meant NRTL Listed. I believe the intent of is to 
clarify the intent of current practice.
 
In regards to Mr. Powell&rsquo;s comments; the AHJ will normally sign off 
before many plug-connected appliances are installed. Most of the AHJ inspection 
will cover appliances attached to building structure which are largely covered 
by the NRTL program. There are installations where this will be a problem as 
noted below. However, I don&rsquo;t expect most AHJs to know which products are 
covered by the NRTL program and which are not. The AHJ will likely accept an 
approval mark by a test lab in the NRTL program even if that test lab 
doesn&rsquo;t have the standard for that product within the scope of their NRTL 
registration. 
 
The question I have is whether there has been a problem with products being 
released with a Listing mark from a test lab that does not have NRTL approval 
for the standard being certified when that standard is covered by the NRTL? In 
other words, have any AHJs accepted products with meaningless Listing marks for 
products covered under the NRTL program?
 
 
Ted Eckert
Microsoft Corporation
 
The opinions expressed are my own and do not necessarily reflect those of my 
employer.
 
From: Doug Powell [mailto:doug...@gmail.com] 
 Sent: Friday, July 22, 2016 5:47 AM
 To: EMC-PSTC@LISTSERV.IEEE.ORG
 Subject: Re: [PSES] NEC 2017
 
I need to read the 2017 edition as well. 
 
Requiring NRTL simply seems wrong, if only because not all appliance standards 
are available under the NRTL program 
https://www.osha.gov/dts/otpca/nrtl/list_standards.html. 
 
I am presently working on certifying a UL 1973 product and will have to settle 
for the agency monogram but no NRTL. I am certain there are many more product 
types like this.  
 
In addition, the first 1/4th of that listing of standards are not UL standards 
at all. It would seem that if OSHA is able to understand this nuance, then NFPA 
and AHJs should be able to understand this as well.  
 
All the best, Doug
 
Douglas E Powell
&lrm;https://www.linkedin.com/in/dougp01
 
 
&lrm; 
 
From: Pete Perkins
Sent: Thursday, July 21, 2016 11:46 PM
To: EMC-PSTC@LISTSERV.IEEE.ORG
Reply To: Pete Perkins
Subject: Re: [PSES] NEC 2017
 
Dave, et al,. 
        This is not a new requirement for the NEC.  In the past the NEC 
required that all equipment be Labeled [Art 100 definition] by an organization 
acceptable to the AHJ indicating compliance with appropriate standards ...  The 
Handbook explanation also adds a reference to  Art 90.7 which  is an 
examination of equipment for safety.  
 
        I haven't read the 2017 NEC but you claim that NRTL has been added.  If 
so, I'm not surprised as this is just a clarification to what has been 
understood for years.  
        As has been discussed before, Americans are quick to promulgate rules 
but reluctant to spend anything on enforcement.  OSHA invokes the NRTL cert 
requirement for equipment used in the workplace.   Other enforcement is mixed; 
much enforcement is primarily left to the legal system in that any manufacturer 
that has a serious problem with a product that causes harm will have to hang 
their head in shame and admit that the product doesn't even meet the minimum 
safety requirements for that class of products.  Under the present conditions 
it seems that the manufacturer would end up paying maybe U$ 2Million if someone 
dies from the product deficiency.  At what level does this become an incentive 
to the manufacturer to get the product NRTL approved?  If you have a number in 
mind I bet that the ambulance chasing lawyers would like to use it in their 
claims for damage. 
:>)     br,      Pete
Peter E Perkins, PE
Principal Product Safety & Regulatory Affairs Consultant
PO Box 23427
Tigard, ORe  97281-3427
503/452-1201
p.perk...@ieee.org
-----Original Message-----
 From: Nyffenegger, Dave [mailto:dave.nyffeneg...@bhemail.com]
 Sent: Thursday, July 21, 2016 2:55 PM
 To: EMC-PSTC@LISTSERV.IEEE.ORG
 Subject: [PSES] NEC 2017
The 2017 NEC will require all appliances to be NRTL listed.  I wonder how that 
will be enforced?  Individual states  adopt the NEC into law.   I don't know 
what the actual state statutes look like for the current NEC, I imagine 
specific statutes would need to be written to deal with this new requirement, 
assuming the states adopt it.  Doesn't make sense to enforce that on the 
consumer/owner on the manner that OSHA enforces workplace compliance on the 
workplace owner.   Appliances present during a AHJ inspection could be checked 
but that would be a very small percentage of appliances.  The requirement would 
have to be put on the in-state retailers which probably couldn't be enforced on 
out of state shippers the same way that collecting sales tax from out of state 
shippers is challenged.   Perhaps it could be made to apply to manufacturers 
within the state.  Perhaps it can be enforced at the federal level for imports 
that have to clear customs.
-Dave
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